CANTERBURY CONSULTING INCORPORATED
CRD #22875 SEC #801-34756 NEWPORT BEACH, CA 949-721-9580
SEC Registered Private Funds
Total AUM
$7.4B
Discretionary
$3.1B
Employees
69
Clients
0
Accounts
4,276
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 8, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEX KIM | I | AVP/ MANAGER OF ANALYTICS | NA | |
| ALEX KIM | I | AVP/ MANAGER OF ANALYTICS | NA | |
| ALEX KIM | I | AVP/ MANAGER OF ANALYTICS | NA | |
| ALEX KIM | I | AVP/ MANAGER OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BAKER, BRANDON DALE | I | DIRECTOR OF ANALYTICS | NA | |
| BATRES, TERESA | I | CHIEF FINANCIAL OFFICER | NA | |
| BATRES, TERESA | I | CHIEF FINANCIAL OFFICER; FINOP | NA | |
| BATRES, TERESA | I | CHIEF FINANCIAL OFFICER | NA | |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BERWANGER, ADELE, HUGHES | I | MANAGING DIRECTOR | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, RICHARD DUANE | I | CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY | NA | Control |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHAPMAN, MARIA SUZANNE | I | ASSISTANT VICE PRESIDENT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | VICE PRESIDENT/CONSULTANT | NA | |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | NA | Control |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | NA | |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | NA | |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | NA | Control |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| COCHRAN, ALEXANDER, JOSEPH | I | ASSOCIATE | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| DEANGELIS, ADRIENNE, CHERIE | I | MANAGER OF CLIENT SERVICES | NA | |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| ETHRIDGE, MICHAEL, BRIAN | I | CHIEF OPERATING OFFICER | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | DIRECTOR OF MANAGER RESEARCH | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | DIRECTOR OF MANAGER RESEARCH | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| FETTIG, MATTHEW THOMAS | I | DIRECTOR OF MANAGER RESEARCH | NA | |
| FRANCOIS, BENJAMIN, RAY | I | PRESIDENT | NA | Control |
| FRANCOIS, BENJAMIN, RAY | I | PRESIDENT | NA | Control |
| FRANCOIS, BENJAMIN, RAY | I | PRESIDENT | NA | Control |
| FRANCOIS, BENJAMIN, RAY | I | PRESIDENT | NA | Control |
| FRANCOIS, BENJAMIN, RAY | I | PRESIDENT | NA | Control |
| FRANCOIS, BENJAMIN, RAY | I | PRESIDENT | NA | Control |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | VICE PRESIDENT; MARKETING | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | VICE PRESIDENT; MARKETING | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | SENIOR MARKETING ASSOCIATE | NA | |
| GRATTEAU, AMY MICHELLE | I | DIRECTOR OF MARKETING | NA | |
| GRATTEAU, AMY MICHELLE | I | DIRECTOR OF MARKETING | NA | |
| HONG, FU-TING | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HONG, FU-TING | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HONG, FU-TING | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HONG, FU-TING | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HONG, FU-TING | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HONG, FU-TING | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HOWELL, JAMES, MATTHEW | I | CHIEF INVESTMENT OFFICER & DIRECTOR OF RESEARCH | NA | |
| HOWELL, JAMES, MATTHEW | I | CHIEF INVESTMENT OFFICER & DIRECTOR OF RESEARCH | NA | |
| JETT, AARON DAVIS | I | SENIOR RESEARCH ANALYST | NA | |
| JETT, AARON DAVIS | I | SENIOR RESEARCH ANALYST | NA | |
| JETT, AARON, DAVIS | I | DIRECTOR OF EQUITY RESEARCH | NA | |
| JETT, AARON, DAVIS | I | DIRECTOR OF GLOBAL EQUITY RESEARCH | NA | |
| KORNMANN, GREGORY BRYAN | I | MANAGER OF ANALYTICS | NA | |
| KRUEGER, KENNETH, PETER | I | MANAGING DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | MANAGING DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | MANAGING DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | MANAGING DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | MANAGING DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | MANAGING DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | DIRECTOR | NA | Control |
| KRUEGER, KENNETH, PETER | I | DIRECTOR | NA | Control |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON E | I | VICE PRESIDENT | NA | |
| LEVEY, JASON, ERIC | I | VICE PRESIDENT | NA | |
| LEVEY, JASON, ERIC | I | VICE PRESIDENT | NA | |
| LEVEY, JASON, ERIC | I | VICE PRESIDENT | NA | |
| MITTMANN, MARK AUGUST | I | CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO) | NA | Control |
| MITTMANN, MARK AUGUST | I | CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO) | NA | Control |
| MITTMANN, MARK AUGUST | I | CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO) | NA | Control |
| MITTMANN, MARK AUGUST | I | CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO) | NA | Control |
| MITTMANN, MARK, AUGUST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITTMANN, MARK, AUGUST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITTMANN, MARK, AUGUST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| MOORE, JENIFER ANN | I | SR. CLIENT SERVICE SPECIALIST | NA | |
| NEWTON, PAUL MAURICE | I | CHIEF FINANCIAL OFFICER; FINOP | NA | Control |
| NEWTON, PAUL MAURICE | I | CHIEF FINANCIAL OFFICER; FINOP | NA | Control |
| NEWTON, PAUL MAURICE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NEWTON, PAUL MAURICE | I | CHIEF FINANCIAL OFFICER; FINOP | NA | Control |
| PAREKH, POORVI RAJEN | I | CHIEF EXECUTIVE OFFICER | NA | |
| PAREKH, POORVI RAJEN | I | CHIEF EXECUTIVE OFFICER | NA | |
| PAREKH, POORVI RAJEN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| PATEL, RESHMA, B | I | MANAGER OF MARKETING | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PATEL, RESHMA, B | I | MARKETING MANAGER | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | ASSISTANT VICE PRESIDENT | NA | |
| PEDERSON, JANELLE | I | MANAGER OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | MANAGER OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | MANAGER OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE LORRAINE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE LORRAINE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| PEDERSON, JANELLE LORRAINE | I | DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| POORVI PAREKH | I | VP/ DIRECTOR OF MANAGER SEARCH | NA | |
| QUINN, RYAN MICHAEL | I | SENIOR RESEARCH ANALYST | NA | |
| QUINN, RYAN MICHAEL | I | SENIOR RESEARCH ANALYST | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF HEDGE FUND RESEARCH | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF ALTERNATIVE INVESTMENT RESEARCH | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF ALTERNATIVE INVESTMENT RESEARCH | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF ALTERNATIVE INVESTMENT RESEARCH | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF ALTERNATIVE INVESTMENT RESEARCH | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF ALTERNATIVE INVESTMENT RESEARCH | NA | |
| QUINN, RYAN, MICHAEL | I | DIRECTOR OF ALTERNATIVE INVESTMENT RESEARCH | NA | |
| SCHIELEIN, RYAN OTTO | I | SENIOR RESEACH ANALYST | NA | |
| SCHIELEIN, RYAN OTTO | I | SENIOR RESEACH ANALYST | NA | |
| SCHIELEIN, RYAN, OTTO | I | DIRECTOR OF PRIVATE EQUITY RESEARCH | NA | |
| SCHUESLER, TREVOR, MICHAEL | I | RESEARCH ANALYST | NA | |
| SCHUESLER, TREVOR, MICHAEL | I | RESEARCH ANALYST | NA | |
| SCHUESLER, TREVOR, MICHAEL | I | RESEARCH ANALYST | NA | |
| SCHUESLER, TREVOR, MICHAEL | I | RESEARCH ANALYST | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| TOUHEY, SEAN | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT/CONSULTANT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT/CONSULTANT | NA | |
| WOOD, NOLAN C | I | CONSULTANT | NA | |
| WOOD, NOLAN C | I | CONSULTANT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| WOOD, NOLAN C | I | VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | SENIOR VICE PRESIDENT | NA | |
| YERKES, LEONARD A III | I | MANAGING DIRECTOR | NA | Control |
| YERKES, LEONARD A III | I | MANAGING DIRECTOR | NA | |
| YERKES, LEONARD A III | I | MANAGING DIRECTOR | NA | |
| YERKES, LEONARD A III | I | MANAGING DIRECTOR | NA | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | MANAGING DIRECTOR/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | MANAGING DIRECTOR/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CEO/PRESIDENT | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| CLUCK, DONALD ROBINSON | I | CHAIRMAN | C | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | CHAIRMAN | B | Control |
| BERWANGER, ADELE HUGHES | I | CHAIRMAN | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | CHAIRMAN | B | Control |
| BERWANGER, ADELE HUGHES | I | CHAIRMAN | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| BERWANGER, ADELE HUGHES | I | CHAIRMAN | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| CLUCK, DONALD, ROBINSON | I | CHAIRMAN | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | CHIEF COMPLIANCE OFFICER; FINOP; AMLCO | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR | B | Control |
| KRUEGER, KENNETH PETER | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | B | Control |
| KRUEGER, KENNETH PETER | I | DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| LAVEN, MICHAEL, SCOTT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| PAREKH, POORVI, RAJEN | I | CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| BERWANGER, ADELE HUGHES | I | MANAGING DIRECTOR | A | Control |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | A | Control |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | A | Control |
| CHOWDHURY, DEBASHIS | I | MANAGING DIRECTOR | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| CHOWDHURY, DEBASHIS | I | PRESIDENT | A | Control |
| KRUEGER, KENNETH PETER | I | DIRECTOR | A | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | A | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | A | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | A | Control |
| LAVEN, MICHAEL SCOTT | I | MANAGING DIRECTOR | A | Control |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| LEVEY, JASON, ERIC | I | DIRECTOR | A | |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | SENIOR VICE PRESIDENT | A | Control |
| MONTGOMERY, JERRY DALE III | I | MANAGING DIRECTOR | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCE INVESTMENT | A | |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS | A | |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | A | |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS | A | |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS | A | |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| PAREKH, POORVI RAJEN | I | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | A | Control |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A | |
| WOOD, NOLAN, C | I | MANAGING DIRECTOR | A |
Registrations
Federal
IA
Oct 8, 2025 REGISTERED
Notice Filings (12)
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Address
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