MONARCH FINANICAL CORPORATION OF AMERICA
CRD #23437 SEC #801-60896 NEW YORK, NY 212-332-7000
SEC Registered Broker-Dealer
Total AUM
$37.1M
Discretionary
$28.1M
Employees
--
Clients
25
Accounts
20
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUERBACH, BRUCE NEIL | I | PRESIDENT-CEO | NA | Control |
| AUERBACH, BRUCE NEIL | I | EXECUTIVE VP | NA | Control |
| AUERBACH, BRUCE NEIL | I | PRESIDENT-CEO | NA | Control |
| BUGLIONE, FRED JOHN | I | FINOP, CFO | NA | |
| BUGLIONE, FRED JOHN | I | FINOP, CFO | NA | |
| BURDO, CRAIG ALAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| BURDO, CRAIG ALAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| BURDO, CRAIG ALAN | I | EXECUTIVE VP | NA | |
| BURDO, CRAIG ALAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| BURDO, CRAIG ALAN | I | EXECUTIVE VP | NA | |
| BURDO, CRAIG ALAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| CARMINATI, ANTHONY | I | EXECUTIVE VP | NA | Control |
| CARMINATI, ANTHONY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CORTAPASSO, JOHN ROBERT | I | EXECUTIVE VP | NA | |
| CORTAPASSO, JOHN ROBERT | I | EXECUTIVE VP | NA | |
| CORTAPASSO, JOHN ROBERT | I | EXECUTIVE VP | NA | Control |
| CORTAPASSO, JOHN ROBERT | I | EXECUTIVE VP | NA | |
| CORTAPASSO, JOHN ROBERT | I | EXECUTIVE VP | NA | Control |
| CORTAPASSO, JOHN ROBERT | I | EXECUTIVE VP | NA | |
| DESLONDE, JAMES CHARLES | I | PRESIDENT-CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| SEFF, DENNIS ERIC | I | EXECUTIVE VP | NA | Control |
| SEFF, DENNIS ERIC | I | EXECUTIVE VP | NA | Control |
| SEFF, DENNIS ERIC | I | EXECUTIVE VP | NA | Control |
| WIDEJKO, JOSEPH CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| WIDEJKO, JOSEPH CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTROCK GROUP, INC. | DE | SHAREHOLDER | E | |
| WESTROCK GROUP, INC. | DE | SHAREHOLDER | E | |
| WESTROCK GROUP, INC. | DE | SHAREHOLDER | E | |
| AUERBACH, BRUCE NEIL | I | EXECUTIVE VP | C | Control |
| AUERBACH, BRUCE NEIL | I | EXECUTIVE VP | C | Control |
| AUERBACH, BRUCE NEIL | I | EXECUTIVE VP | C | Control |
| AUERBACH, BRUCE NEIL | I | EXECUTIVE VP | C | Control |
| CARMINATI, ANTHONY | I | EXECUTIVE VP | C | Control |
| CARMINATI, ANTHONY | I | EXECUTIVE VP | C | Control |
| CARMINATI, ANTHONY | I | EXECUTIVE VP | C | Control |
| CARMINATI, ANTHONY | I | EXECUTIVE VP | C | Control |
| DESLONDE, JAMES CHARLES | I | PRESIDENT-CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| DESLONDE, JAMES CHARLES | I | PRESIDENT-CEO, CCO | C | Control |
| DESLONDE, JAMES CHARLES | I | PRESIDENT-CEO, CCO | C | Control |
| DESLONDE, JAMES CHARLES | I | PRESIDENT-CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| SEFF, DENNIS ERIC | I | EXECUTIVE V.P. | A | |
| SEFF, DENNIS ERIC | I | EXECUTIVE V.P. | A | |
| SEFF, DENNIS ERIC | I | EXECUTIVE V.P. | A | |
| SEFF, DENNIS ERIC | I | EXECUTIVE V.P. | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LBC WESTERN, INC. | DE | WESTROCK GROUP, INC. | E | |
| LBC WESTERN, INC. | DE | WESTROCK GROUP, INC. | E |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (1)
NY
Address
1270 AVENUE OF THE AMERICASSUITE 301
NEW YORK, NY 10020
USA
Phone: 212-332-7000