FREEDOM INVESTORS CORP.
CRD #23714 SEC #801-39223 BROOKFIELD, WI 262-436-8700
SEC Registered Broker-Dealer
Total AUM
$11.9M
Discretionary
$0
Employees
11
Clients
1
Accounts
225
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Dec 15, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | PRESIDENT | NA | Control |
| BLUMENSCHEIN, JOEL REID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUERO, WILLIAM THOMAS | I | VICE PRESIDENT, SECRETARY | NA | Control |
| DUERO, WILLIAM THOMAS | I | VICE PRESIDENT, SECRETARY | NA | Control |
| FAY, JAMES RUSSELL | I | PRESIDENT | NA | Control |
| FAY, JAMES RUSSELL | I | PRESIDENT | NA | Control |
| HAHN, EDWARD NEIL | I | VP OF OPERATIONS | NA | Control |
| HAHN, EDWARD NEIL | I | VP OF OPERATIONS | NA | Control |
| HAHN, EDWARD NEIL | I | VP OF OPERATIONS | NA | Control |
| HAHN, EDWARD NEIL | I | VP OF OPERATIONS | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIESENNOP, AMY LOUISE | I | VICE PRESIDENT | NA | Control |
| SIESENNOP, AMY LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FREEDOM FINANCIAL, INC | DE | SHAREHOLDER | E | Control |
| FREEDOM FINANCIAL, INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
| FREEDOM SECURITIES INC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FAY, JAMES RUSSELL | I | FREEDOM FINANCIAL, INC | E | Control |
| FAY, JAMES RUSSELL | I | FREEDOM FINANCIAL, INC | E | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| BLUMENSCHEIN, JOEL REID | I | FREEDOM SECURITIES INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
| SIESENNOP, AMY LOUISE | I | FREEDOM SECURITIES, INC | D | Control |
Registrations
Federal
IA
Dec 15, 2011 REGISTERED
Notice Filings (3)
ID WA WI
Address
333 BISHOPS WAY, STE 122BROOKFIELD, WI 53005
United States
Phone: 262-436-8700