RIA Intelligence

CONIFER SECURITIES LLC

CRD #23857 SEC #801-67797 SAN FRANCISCO, CA 415-677-1500
SEC Registered Broker-Dealer
Total AUM
$604.7M
Discretionary
$123.2M
Employees
--
Clients
--
Accounts
115

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 2, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARMSTRONG, JEREMY NIELICHIEF COMPLIANCE OFFICER, SROP, CROPNA Control
ARMSTRONG, JEREMY NIELICHIEF COMPLIANCE OFFICER, SROP, CROPNA Control
ARMSTRONG, JEREMY NIELICHIEF COMPLIANCE OFFICER, SROP, CROPNA Control
ARMSTRONG, JEREMY NIELICHIEF COMPLIANCE OFFICER, SROP, CROPNA Control
BERNARD OSHER TRUST UAD 3/8/88DEPARTIAL OWNERNA
BRADY, DAVID JOSEPH MR.IVP TRADINGNA Control
BRADY, DAVID JOSEPH MR.IVP TRADINGNA Control
BRADY, DAVID JOSEPH MR.IVP TRADINGNA Control
BRADY, DAVID JOSEPH MR.IVP TRADINGNA Control
FRIESEN, MARK EICFO, VP FINANCE, FINOPNA Control
FRIESEN, MARK EICFO, VP FINANCE, FINOPNA Control
FRIESEN, MARK EVERRETTICFO, VP FINANCE, FINOPNA Control
FRIESEN, MARK EVERRETTICFO, VP FINANCE, FINOPNA Control
GUASPARI, JOHN MICHAELIVP OPERATIONSNA Control
GUASPARI, JOHN MICHAELIVP OPERATIONSNA Control
GUASPARI, JOHN MICHAELIVP OPERATIONSNA Control
GUASPARI, JOHN MICHAELIVP OPERATIONSNA Control
JB CAPITAL MANAGEMENT, INC.DEPARTIAL OWNERNA
LURIE TRUST UAD 12/8DEPARTIAL OWNERNA
MARKOWITZ, JEROME STANLEYIPARTNERNA Control
MARKOWITZ, JEROME STANLEYIPARTNERNA Control
MARKOWITZ, JEROME STANLEYIPARTNERNA Control
MARKOWITZ, JEROME STANLEYIPARTNERNA Control
MCDONOUGH, DIANAIVP INVESTMENT MANAGEMENTNA Control
MCDONOUGH, DIANAIVP INVESTMENT MANAGEMENTNA Control
MCDONOUGH, DIANAIVP INVESTMENT MANAGEMENTNA Control
MCDONOUGH, DIANAIVP INVESTMENT MANAGEMENTNA Control
OSHER, BERNARDITRUSTEE FOR THE BERNARD OSHER TRUST 3/8/88NA
PETERSEN, TERESA MARIEIVP ADMINISTRATIONNA Control
PETERSEN, TERESA MARIEIVP ADMINISTRATIONNA Control
PETERSEN, TERESA MARIEIVP ADMINISTRATIONNA Control
PETERSEN, TERESA MARIEIVP ADMINISTRATIONNA Control
RHH COMPANYDEPARTIAL OWNERNA
SAMUEL ZELL REVOCABLE TRUSTDEPARTIAL OWNERNA
SLEZAK, MARKITRUSTEE FOR LURIE TRUSTNA
WEINSTEIN, WILLIAM KLATOFFITRUSTEE FOR THE WEINTEIN TRUST DATED 02/27/1990NA
WEINSTEIN, WILLIAM KLATOFFITRUSTEE FOR THE WEINTEIN TRUST DATED 02/27/1990NA
ZELL, SAMUELITRUSTEENA
STAPLETON, PHILIP CHARLESIMGR/MBR, CEO, COOC Control
STAPLETON, PHILIP CHARLESIMGR/MBR, CEO, COOC Control
STAPLETON, PHILIP CHARLESIMGR/MBR, CEO, COOC Control
STAPLETON, PHILIP CHARLESIMGR/MBR, CEO, COOC Control
MCDONALD, JOHN JAMES JRIEXECUTIVE VP - SALESB Control
MCDONALD, JOHN JAMES JRIEXECUTIVE VP - SALESB Control
MCDONALD, JOHN JAMES JRIEXECUTIVE VP - SALESB Control
MCDONALD, JOHN JAMES JRIEXECUTIVE VP - SALESB Control
PUTNAM, DONALD HARDING JRIMEMBERA
PUTNAM, DONALD HARDING JRIMEMBERA
PUTNAM, DONALD HARDING JRIMEMBERA
PUTNAM, DONALD HARDING JRIMEMBERA
WEINSTEIN TRUST DATE 02/27/1990DEPARTIAL OWNERA
WEINSTEIN TRUST DATE 02/27/1990DEPARTIAL OWNERA
WEINSTEIN TRUST DATE 02/27/1990DEPARTIAL OWNERA
WEINSTEIN TRUST DATE 02/27/1990DEPARTIAL OWNERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
WEINSTEIN TRUST DATE 02/27/1990DECONIFER SECURITIES, LLCF
WEINSTEIN TRUST DATE 02/27/1990DECONIFER SECURITIES, LLCF
WEINSTEIN, WILLIAM KLATOFFICONIFER SECURITIES, LLCF
WEINSTEIN, WILLIAM KLATOFFIWEINSTEIN TRUST DATE 02/27/1990F
WEINSTEIN, WILLIAM KLATOFFIWEINSTEIN TRUST DATE 02/27/1990F

Registrations

Federal

IA
Apr 2, 2007 REGISTERED

Notice Filings (6)

CA FL HI IL NM NY

Address

ONE FERRY BUILDING
SUITE 255
SAN FRANCISCO, CA 94111
USA
Phone: 415-677-1500