EXEQUTIVE FINANCIAL LLC
Legal name: EXEQ INSTITUTIONAL
CRD #238796 SEC #801-100498 BROOKLYN, NY (917) 903-6711
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
6
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING MEMBER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING MEMBER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING MEMBER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING MEMBER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING MEMBER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| MULA FINANCIAL, LLC | DE | REGISTERED INVESTMENT ADVISER | NA | |
| MULA FINANCIAL, LLC | DE | REGISTERED INVESTMENT ADVISER | NA | |
| MULA FINANCIAL, LLC | DE | REGISTERED INVESTMENT ADVISER | NA | |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SMITH, EDWARD, FARRELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, EDWARD, FARRELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| EXEQ. INC. | DE | PARENT COMPANY | E | Control |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | Control |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | Control |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| EXEQUTIVE HOLDINGS INC. | DE | PARENT COMPANY | E | |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| KRAIEM, ELI, NATHAN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Ben-David, Tomer | I | EXEQ, INC. | F | |
| EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | DE | EXEQUTIVE FINANCIAL LLC | E | |
| EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | DE | EXEQUTIVE FINANCIAL LLC | E | |
| EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | DE | EXEQUTIVE FINANCIAL LLC | E | |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE HOLDINGS INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQ, INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE HOLDINGS INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE HOLDINGS INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE HOLDINGS INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE HOLDINGS INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE HOLDINGS INC. | D | Control |
| SCHWARTZ, DANIEL, BENJAMIN | I | EXEQUTIVE FINANCIAL HOLDINGS INCORPORATED | D | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQUTIVE HOLDINGS INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQ, INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQUTIVE HOLDINGS INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQUTIVE HOLDINGS INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQUTIVE HOLDINGS INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQUTIVE HOLDINGS INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXEQUTIVE HOLDINGS INC. | C | Control |
| KRAIEM, ELI, NATHAN | I | EXECUTIVE FINANCIAL HOLDINGS INCORPORATED | C | Control |
Registrations
Federal
IA
Oct 3, 2016 REGISTERED
Address
81 PROSPECT STREET5TH FLOOR
BROOKLYN, NY 11201
United States
Phone: (917) 903-6711