SIMMONS & COMPANY INTERNATIONAL
CRD #23974 SEC #801-58019 HOUSTON, TX 713-236-9999
SEC Registered Broker-Dealer
Total AUM
$31.4M
Discretionary
$0
Employees
51
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMBRUST, DIANA WILEY | I | DIRECTOR OF ADMINISTRATION, SHAREHOLDER | NA | Control |
| ARMBRUST, DIANA WILEY | I | DIRECTOR OF ADMINISTRATION, SHAREHOLDER | NA | Control |
| ARMBRUST, DIANA WILEY | I | VICE PRESIDENT, ADMINISTRATION | NA | Control |
| ARMBRUST, DIANA WILEY | I | VICE PRESIDENT, ADMINISTRATION | NA | Control |
| ARMBRUST, DIANA WILEY | I | DIRECTOR OF ADMINISTRATION, SHAREHOLDER | NA | Control |
| ARMBRUST, DIANA WILEY | I | DIRECTOR OF ADMINISTRATION, SHAREHOLDER | NA | Control |
| ARMBRUST, DIANA WILEY | I | DIRECTOR OF ADMINISTRATION, SHAREHOLDER | NA | Control |
| BAKER, JAMES PHILIP | I | DIRECTOR, CORPORATE FINANCE; SHAREHOLDER | NA | |
| BAKER, JAMES PHILIP | I | MANAGING DIRECTOR, CORPORATE FINANCE; SHAREHOLDER | NA | |
| BAKER, JAMES PHILIP | I | MANAGING DIRECTOR, CORPORATE FINANCE; SHAREHOLDER | NA | |
| BAKER, JAMES PHILIP | I | VICE PRESIDENT, SHAREHOLDER | NA | |
| BOUDREAUX, JAY BERCHMAN | I | DIRECTOR, CORPORATE FINANCE | NA | |
| BRITT, WILLIAM FONVILLE | I | MANAGING DIRECTOR, INSTITUTIONAL SALES, DESIGNATED PRINCIPAL | NA | Control |
| BRITT, WILLIAM FONVILLE | I | MANAGING DIRECTOR, INSTITUTIONAL SALES, DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| BRITT, WILLIAM FONVILLE | I | MANAGING DIRECTOR, INSTITUTIONAL SALES, DESIGNATED PRINCIPAL | NA | Control |
| BRITT, WILLIAM FONVILLE | I | DIRECTOR, INSTITUTIONAL SALES, DESIGNATED PRINCIPAL | NA | Control |
| BRITT, WILLIAM FONVILLE | I | DIRECTOR, INSTITUTIONAL SALES, DESIGNATED PRINCIPAL | NA | Control |
| CANCELMO, ANTHONY DENNEY | I | DIRECTOR, HEAD OF TRADING; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | |
| CANCELMO, ANTHONY DENNEY | I | MANAGING DIRECTOR, HEAD OF TRADING; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | |
| CANCELMO, ANTHONY DENNEY | I | DIRECTOR, HEAD OF TRADING; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | |
| CANCELMO, ANTHONY DENNEY | I | DIRECTOR, TRADING; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | |
| CANCELMO, ANTHONY DENNEY | I | DIRECTOR, TRADING; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | |
| CARMAN, GERALD RAY | I | MANAGING DIRECTOR, CORPORATE FINANCE; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| CARMAN, GERALD RAY | I | MANAGING DIRECTOR, CORPORATE FINANCE; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| CARMAN, GERALD RAY | I | MANAGING DIRECTOR, CORPORATE FINANCE; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| CARMAN, GERALD RAY | I | MANAGING DIRECTOR, CORPORATE FINANCE; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| CARMAN, GERALD RAY | I | MANAGING DIRECTOR, CORPORATE FINANCE; DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| DIETERT, JEFFERY ALAN | I | DIRECTOR, RESEARCH | NA | |
| DIETERT, JEFFERY ALAN | I | MANAGING DIRECTOR, RESEARCH; SHAREHOLDER | NA | |
| DIETERT, JEFFERY ALAN | I | DIRECTOR, RESEARCH | NA | |
| DIETERT, JEFFERY ALAN | I | DIRECTOR, RESEARCH | NA | |
| DIETERT, JEFFERY ALAN | I | DIRECTOR, RESEARCH | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FIGENSHOU, AAGE RASMUS | I | DIRECTOR | NA | |
| FRAZIER, MICHAEL EVANS | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| FRAZIER, MICHAEL EVANS | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| FRAZIER, MICHAEL EVANS | I | PRESIDENT, CHIEF OPERATING OFFICER,SHAREHOLDER | NA | Control |
| FRAZIER, MICHAEL EVANS | I | PRESIDENT, CHIEF OPERATING OFFICER,SHAREHOLDER | NA | Control |
| GILL, SCOTT BAYLEY | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GILL, SCOTT BAYLEY | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| GILL, SCOTT BAYLEY | I | DESIGNATED PRINCIPAL | NA | |
| GILL, SCOTT BAYLEY | I | DESIGNATED PRINCIPAL | NA | |
| GILL, SCOTT BAYLEY | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GILL, SCOTT BAYLEY | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GILL, SCOTT BAYLEY | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GREEN, IRA HARRIS JR | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GREEN, IRA HARRIS JR | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL; SHAREHOLDER | NA | Control |
| GREEN, IRA HARRIS JR | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GREEN, IRA HARRIS JR | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| GREEN, IRA HARRIS JR | I | MANAGING DIRECTOR, DESIGNATED PRINCIPAL | NA | Control |
| HAMMOND, PEARCE WHELESS JR | I | DIRECTOR, INSTITUTIONAL RESEARCH | NA | |
| HARRISON, PATRICIA MCANDREWS | I | DIRECTOR, COMPLIANCE | NA | |
| HARRISON, PATRICIA MCANDREWS | I | DIRECTOR, COMPLIANCE | NA | |
| HARRISON, PATRICIA MCANDREWS | I | DIRECTOR, COMPLIANCE | NA | |
| HERBERT, WILLIAM ANDREW | I | MANAGING DIRECTOR, DESIGNATED PRINICIPAL | NA | Control |
| HERBERT, WILLIAM ANDREW | I | MANAGING DIRECTOR, RESEARCH; DESIGNATED PRINICIPAL; SHAREHOLDER | NA | Control |
| HERBERT, WILLIAM ANDREW | I | MANAGING DIRECTOR, DESIGNATED PRINICIPAL | NA | Control |
| HERBERT, WILLIAM ANDREW | I | MANAGING DIRECTOR, DESIGNATED PRINICIPAL | NA | Control |
| HERBERT, WILLIAM ANDREW | I | MANAGING DIRECTOR, DESIGNATED PRINICIPAL | NA | Control |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| JOHNSON, WAYNE DAVID | I | DIRECTOR | NA | |
| KESSLER, ROBERT ARTHUR | I | DIRECTOR, INSTITUTIONAL RESEARCH | NA | |
| KISTLER, DAVID WILLIAM | I | DIRECTOR, INSTITUTIONAL RESEARCH | NA | |
| MORRIS, GEORGE COOPER III | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| MORRIS, GEORGE COOPER III | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| MULLER, TARA TARANTO | I | DIRECTOR, HUMAN RESOURCES | NA | |
| MULLER, TARA TARANTO | I | DIRECTOR, HUMAN RESOURCES | NA | |
| MULLER, TARA TARANTO | I | DIRECTOR, HUMAN RESOURCES | NA | |
| MUSE, ROBERT CASSIN | I | DIRECTOR, INSTITUTIONAL SALES | NA | |
| MUSE, ROBERT CASSIN | I | DIRECTOR, INSTITUTIONAL SALES | NA | |
| ORR, DAVID P | I | DIRECTOR, INSTITUTIONAL SALES | NA | |
| ORR, DAVID P | I | DIRECTOR, INSTITUTIONAL SALES; SHAREHOLDER | NA | |
| ORR, DAVID P | I | DIRECTOR, INSTITUTIONAL SALES | NA | |
| PICKERING, DANIEL R | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| PICKERING, DANIEL R | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | NA | Control |
| PICKERING, DANIEL R | I | SHAREHOLDER | NA | |
| PILON, MATTHEW GERARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| PILON, MATTHEW GERARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| PILON, MATTHEW GERARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| PILON, MATTHEW GERARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| PILON, MATTHEW GERARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP, DIRECTOR OF FINANCE | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP, DIRECTOR OF FINANCE | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP,VICE PRESIDENT,CHIEF FINANCIAL OFFICER | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP,VICE PRESIDENT,CHIEF FINANCIAL OFFICER | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP, DIRECTOR OF FINANCE | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP, DIRECTOR OF FINANCE | NA | Control |
| REINHACKEL, SHERRIE JOSEPHINE | I | FINOP, DIRECTOR OF FINANCE | NA | Control |
| RUTHERFORD, JOHN RICHARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| RUTHERFORD, JOHN RICHARD | I | MANAGING DIRECTOR,DESIGNATED PRINCIPAL | NA | Control |
| RUTHERFORD, JOHN RICHARD | I | MANAGING DIRECTOR,DESIGNATED PRINCIPAL | NA | Control |
| RUTHERFORD, JOHN RICHARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| RUTHERFORD, JOHN RICHARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| RUTHERFORD, JOHN RICHARD | I | MANAGING DIRECTOR, SHAREHOLDER, DESIGNATED PRINCIPAL | NA | Control |
| SCHROEDER, ANDREW CHRISTOPHER | I | DIRECTOR, CORPORATE FINANCE | NA | |
| SCHROEDER, ANDREW CHRISTOPHER | I | MANAGING DIRECTOR, CORPORATE FINANCE; SHAREHOLDER | NA | |
| SCHROEDER, ANDREW CHRISTOPHER | I | DIRECTOR, CORPORATE FINANCE | NA | |
| SHOULDICE, STANLEY PATRICK | I | DIRECTOR | NA | |
| SHOULDICE, STANLEY PATRICK | I | DIRECTOR | NA | |
| SHOULDICE, STANLEY PATRICK | I | DIRECTOR | NA | |
| SHOULDICE, STANLEY PATRICK | I | DIRECTOR | NA | |
| SIMMONS, LAURENCE ELLISON | I | SHAREHOLDER | NA | |
| SIMMONS, LAURENCE ELLISON | I | SHAREHOLDER | NA | |
| STEIER, PAUL READ | I | DIRECTOR, CORPORATE FINANCE | NA | |
| TAYGAN, FERDI | I | DIRECTOR, INSTITUTIONAL SALES | NA | |
| TAYGAN, FERDI | I | DIRECTOR, INSTITUTIONAL SALES; SHAREHOLDER | NA | |
| TAYGAN, FERDI | I | DIRECTOR, INSTITUTIONAL SALES | NA | |
| TOWNSEN, WALTER PARMLEY | I | SROP/CROP | NA | |
| TOWNSEN, WALTER PARMLEY | I | SROP/CROP | NA | |
| TOWNSEN, WALTER PARMLEY | I | SROP/CROP | NA | |
| TOWNSEN, WALTER PARMLEY | I | SROP/CROP | NA | |
| TOWNSEN, WALTER PARMLEY | I | SROP/CROP | NA | |
| TOWNSEN, WALTER PARMLEY | I | SROP/CROP | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| VEIT, DAVID MICHAEL | I | DIRECTOR | NA | |
| WILLIAMS, BRIAN ANDREW | I | DIRECTOR, CORPORATE FINANCE | NA | |
| WILLIAMS, BRIAN ANDREW | I | DIRECTOR, CORPORATE FINANCE | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| WOLF, WILLIAM HOWARD | I | DIRECTOR | NA | |
| SIMMONS, MATTHEW ROY | I | CHAIRMAN,SHAREHOLDER | D | Control |
| SIMMONS, MATTHEW ROY | I | CHAIRMAN,SHAREHOLDER | D | Control |
| SIMMONS, MATTHEW ROY | I | PRESIDENT,CHAIRMAN,SHAREHOLDER | D | Control |
| SIMMONS, MATTHEW ROY | I | PRESIDENT,CHAIRMAN,SHAREHOLDER | D | Control |
| SIMMONS, MATTHEW ROY | I | CHAIRMAN,SHAREHOLDER | D | Control |
| SIMMONS, MATTHEW ROY | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN,SHAREHOLDER | D | Control |
| SIMMONS, MATTHEW ROY | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN,SHAREHOLDER | D | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | B | Control |
| FRAZIER, MICHAEL EVANS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| SWYKA, NICHOLAS LEW | I | VICE CHAIRMAN,SHAREHOLDER | B | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | A | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | A | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, SHAREHOLDER | A | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, SHAREHOLDER | A | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | A | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, SHAREHOLDER | A | Control |
| BANHAM, ANTHONY PETER | I | VICE CHAIRMAN, CORPORATE SECRETARY, SHAREHOLDER | A | Control |
| CHARLTON, FREDERICK WILLIAM | I | MANAGING DIRECTOR,SHAREHOLDER,DESIGNATED PRINCIPAL | A | Control |
| FRAZIER, MICHAEL EVANS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER,SHAREHOLDER | A | Control |
| FRAZIER, MICHAEL EVANS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER,SHAREHOLDER | A | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (2)
LA TX
Address
700 LOUISIANASUITE 5000
HOUSTON, TX 77002
USA
Phone: 713-236-9999