CNBS, LLC

Legal name: CNBS

CRD #24153 SEC #801-37558 OVERLAND PARK, KS 913-402-2627

SEC Registered Broker-Dealer Disclosures

Total AUM

$1.1B

Discretionary

Employees

Clients

Accounts

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Kansas
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ADDISON, DAVID EDWARD	I	DIRECTOR	NA	Control
BIRDWELL, WILLIAM BARNETT	I	DIRECTOR	NA	Control
CALADIM, JOHN NICHOLAS	I	CEO	NA	Control
CALADIM, JOHN NICHOLAS	I	CEO	NA	Control
DIXSON, MICHAEL STEVEN	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DOUGHERTY, TIMOTHY JOSEPH	I	SENIOR VICE PRESIDENT	NA	Control
DURRANCE, JOHN KEVIN	I	DIRECTOR	NA	Control
DURRANCE, JOHN KEVIN	I	DIRECTOR	NA	Control
DURRANCE, JOHN KEVIN	I	DIRECTOR	NA	Control
DURRANCE, JOHN KEVIN	I	DIRECTOR	NA	Control
FRERICHS, WILLIAM TODD	I	FINANCE & OPERATIONS	NA	Control
FRERICHS, WILLIAM TODD	I	DIRECTOR	NA	Control
FRERICHS, WILLIAM TODD	I	SENIOR MANAGING DIRECTOR FINANCE & OPERATIONS, DIRECTOR	NA	Control
FRERICHS, WILLIAM TODD	I	FINANCE & OPERATIONS	NA	Control
FRERICHS, WILLIAM TODD	I	DIRECTOR	NA	Control
FRERICHS, WILLIAM TODD	I	FINANCE & OPERATIONS	NA	Control
FRERICHS, WILLIAM TODD	I	FINANCE & OPERATIONS	NA	Control
FRERICHS, WILLIAM TODD	I	SENIOR MANAGING DIRECTOR FINANCE & OPERATIONS, DIRECTOR	NA	Control
FRERICHS, WILLIAM TODD	I	FINANCE & OPERATIONS	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HAGUE, BRIAN TODD	I	PRESIDENT/CEO, DIRECTOR	NA	Control
HARMON, LARRY DALE	I	INTERIM EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HENDERSON, WYATT DEAN	I	DIRECTOR	NA	Control
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER, FINOP	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT EUGENE	I	CHIEF COMPLIANCE OFFICER, FINOP	NA
HONEYWELL, CHARLES BURTON III	I	PRINCIPAL / ACTING CEO OF BROKER DEALER	NA	Control
HONEYWELL, CHARLES BURTON III	I	PRINCIPAL / ACTING CEO OF BROKER DEALER	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, ARTHUR ALLEN	I	DIRECTOR	NA	Control
JONES, JAMES FLOYD III	I	DIRECTOR	NA	Control
JONES, JAMES FLOYD III	I	DIRECTOR	NA	Control
JONES, JAMES FLOYD III	I	DIRECTOR	NA	Control
JONES, JAMES FLOYD III	I	DIRECTOR	NA	Control
JONES, JAMES FLOYD III	I	DIRECTOR	NA	Control
JONES, JAMES FLOYD III	I	DIRECTOR	NA	Control
KEIM, MICHAEL LOYD	I	DIRECTOR	NA	Control
KENEALY, ERIC JAMES	I	DIRECTOR	NA	Control
KOZA, RONALD EDWARD	I	DIRECTOR	NA	Control
LESTER, LEWIS NELSON	I	CEO	NA	Control
LESTER, LEWIS NELSON	I	CEO	NA	Control
LESTER, LEWIS NELSON	I	CEO	NA	Control
MULLALLY, WILLIAM THAYER	I	MANAGING DIRECTOR ACTING CEO OF RIA	NA	Control
MULLALLY, WILLIAM THAYER	I	MANAGING DIRECTOR ACTING CEO OF RIA	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PATEL, SANJAY KUMAR MD	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
PRITTS, PAUL WILLIAM	I	DIRECTOR	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	SENIOR VICE PRESIDENT, CFO, CCO	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RICHARDSON, DOUGLAS PAUL	I	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	NA	Control
RISCHE, NANCY SLADKEY	I	MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, FINOPS	NA	Control
RISCHE, NANCY SLADKEY	I	MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, FINOPS	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
ROMINE, LINDA KAY	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SAVOIE, DAVID ALLEN	I	DIRECTOR	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH, SAMUEL TODD	I	SENIOR VICE PRESIDENT	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	EXECUTIVE VICE PRESIDENT - CLIENT SERVICES	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	SENIOR MANAGING DIRECTOR/PORTFOLIO STRATEGIST	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	EXECUTIVE VICE PRESIDENT - CLIENT SERVICES	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	EXECUTIVE VICE PRESIDENT - CLIENT SERVICES	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	EXECUTIVE VICE PRESIDENT - CLIENT SERVICES	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	EXECUTIVE VICE PRESIDENT - CLIENT SERVICES	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	EXECUTIVE VICE PRESIDENT - CLIENT SERVICES	NA	Control
SMITH-VANDERGRIFF, BRIAN THOMAS	I	SENIOR MANAGING DIRECTOR/PORTFOLIO STRATEGIST	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
WESTAD, RONALD LEE	I	DIRECTOR	NA	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	D	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	C	Control
ABERDEEN CAPITAL HOLDINGS, LLC	DE	MEMBER	C	Control
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	STOCKHOLDER	B
ARIZONA FEDERAL CREDIT UNION	DE	STOCKHOLDER	B
ARIZONA FEDERAL CREDIT UNION	DE	STOCKHOLDER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	STOCKHOLDER	B
ARIZONA FEDERAL CREDIT UNION	DE	STOCKHOLDER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
ARIZONA FEDERAL CREDIT UNION	DE	MEMBER	B
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FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
FIRST CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
FIRST CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
FIRST CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
FIRST CORPORATE CREDIT UNION	DE	MEMBER	B
GCA STRATEGIC INVESTMENT FUND, LTD	FE	MEMBER	B
GCA STRATEGIC INVESTMENT FUND, LTD	FE	MEMBER	B
GCA STRATEGIC INVESTMENT FUND, LTD	FE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
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GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
GEORGIA FEDERAL CREDIT UNION	DE	MEMBER	B
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IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
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IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
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IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
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IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
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IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	B
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LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
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LOUISIANA CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
LOUISIANA CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
LOUISIANA CORPORATE CREDIT UNION	DE	STOCKHOLDER	B
LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
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LOUISIANA CORPORATE CREDIT UNION	DE	MEMBER	B
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FIRST CORPORATE CREDIT UNION	DE	STOCKHOLDER	A
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GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
GEORGIA UNITED CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
IH MISSISSIPPI VALLEY CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
KENTUCKY CORPORATE FEDERAL CREDIT UNION	DE	MEMBER	A
MIDWEST CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
MIDWEST CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
MIDWEST CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
MIDWEST CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
MIDWEST CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	STOCKHOLDER	A
SERVICE CREDIT UNION	DE	STOCKHOLDER	A
SERVICE CREDIT UNION	DE	STOCKHOLDER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	STOCKHOLDER	A
SERVICE CREDIT UNION	DE	STOCKHOLDER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SERVICE CREDIT UNION	DE	MEMBER	A
SOUTHEAST CORPORATE FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
SYSTEM UNITED CORPORATE CREDIT UNION	DE	STOCKHOLDER	A
TRICORP FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
TRICORP FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
TRICORP FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
TRICORP FEDERAL CREDIT UNION	DE	STOCKHOLDER	A
TRICORP FEDERAL CREDIT UNION	DE	STOCKHOLDER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ADDISON, DAVID EDWARD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
ADDISON, DAVID EDWARD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
HENDERSON, WYATT DEAN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
JONES, ARTHUR ALLEN	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
PATEL, SANJAY KUMAR MD	I	ABERDEEN CAPITAL HOLDINGS, LLC	F	Control
ABERDEEN INVESTORS, LLC	DE	ABERDEEN CAPITAL HOLDINGS, LLC	E	Control
ABERDEEN INVESTORS, LLC	DE	ABERDEEN CAPITAL HOLDINGS, LLC	E	Control
HARBOUR FINANCIAL SERVICES LIMITED	FE	GCA STREGIC INVESTMENT FUND, LTD	E	Control
HARBOUR FINANCIAL SERVICES LIMITED	FE	GCA STREGIC INVESTMENT FUND, LTD	E	Control
HARBOUR FINANCIAL SERVICES LIMITED	FE	GCA STREGIC INVESTMENT FUND, LTD	E	Control
WQ LTD	FE	HARBOUR FINANCIAL SERVICES LIMITED	E	Control
WQ LTD	FE	HARBOUR FINANCIAL SERVICES LIMITED	E	Control
WQ LTD	FE	HARBOUR FINANCIAL SERVICES LIMITED	E	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN INVESTORS, LLC	C	Control
FRERICHS, WILLIAM TODD	I	ABERDEEN INVESTORS, LLC	C	Control
HENDERSON, WYATT DEAN	I	ABERDEEN INVESTORS, LLC	C	Control
HENDERSON, WYATT DEAN	I	ABERDEEN INVESTORS, LLC	C	Control
HOSKINS, NICHOLAS J	I	WQ LTD.	C	Control
HOSKINS, NICHOLAS J	I	WQ LTD.	C	Control
HOSKINS, NICHOLAS L	FE	WQ LTD.	C	Control
JONES, ARTHUR ALLEN	I	ABERDEEN INVESTORS, LLC	C	Control
JONES, ARTHUR ALLEN	I	ABERDEEN INVESTORS, LLC	C	Control

Registrations

Federal

Mar 31, 2016 REGISTERED

Notice Filings (9)

AL FL GA HI KS OK TN TX VT

Address

7200 WEST 132ND STREET
SUITE 240
OVERLAND PARK, KS 66213-1135
United States

Phone: 913-402-2627