C.E. UNTERBERG, TOWBIN LLC
CRD #24790 SEC #801-57121 NEW YORK, NY 212-389-8000
SEC Registered Broker-Dealer
Total AUM
$302.2M
Discretionary
$283.4M
Employees
10
Clients
0
Accounts
98
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2009 | $16M | $12M | $4M | 5 | -- |
| Jul 2009 | $51M | $15M | $36M | 5 | -- |
| May 2009 | $51M | $15M | $36M | 5 | -- |
| Apr 2009 | $51M | $15M | $36M | 5 | -- |
| Apr 2009 | $25M | $22M | $3M | 5 | -- |
| Apr 2009 | $25M | $22M | $3M | 5 | -- |
| Oct 2007 | $25M | $22M | $3M | 5 | -- |
| May 2007 | $28M | $24.8M | $3.2M | 5 | -- |
| Feb 2006 | $48.8M | $21.6M | $27.2M | 10 | -- |
| Feb 2006 | $48.8M | $21.6M | $27.2M | 10 | -- |
| Jan 2006 | $302.2M | $283.4M | $18.8M | 10 | -- |
| Sep 2005 | $302.2M | $283.4M | $18.8M | 10 | -- |
| Apr 2004 | $163.3M | $163.3M | $0 | 10 | -- |
| Apr 2004 | $163.3M | $163.3M | $0 | 10 | -- |
| Jan 2004 | $450.2M | $450.2M | $0 | 5 | -- |
| Apr 2002 | $862.7M | $645.9M | $216.8M | 51 | -- |
| Jul 2001 | $242.7M | $242.7M | $0 | 51 | -- |
| Jul 2001 | $242.7M | $242.7M | $0 | 51 | -- |
DateSep 2009
Total AUM$16M
Discretionary$12M
Non-Disc.$4M
Employees5
Clients--
DateJul 2009
Total AUM$51M
Discretionary$15M
Non-Disc.$36M
Employees5
Clients--
DateMay 2009
Total AUM$51M
Discretionary$15M
Non-Disc.$36M
Employees5
Clients--
DateApr 2009
Total AUM$51M
Discretionary$15M
Non-Disc.$36M
Employees5
Clients--
DateApr 2009
Total AUM$25M
Discretionary$22M
Non-Disc.$3M
Employees5
Clients--
DateApr 2009
Total AUM$25M
Discretionary$22M
Non-Disc.$3M
Employees5
Clients--
DateOct 2007
Total AUM$25M
Discretionary$22M
Non-Disc.$3M
Employees5
Clients--
DateMay 2007
Total AUM$28M
Discretionary$24.8M
Non-Disc.$3.2M
Employees5
Clients--
DateFeb 2006
Total AUM$48.8M
Discretionary$21.6M
Non-Disc.$27.2M
Employees10
Clients--
DateFeb 2006
Total AUM$48.8M
Discretionary$21.6M
Non-Disc.$27.2M
Employees10
Clients--
DateJan 2006
Total AUM$302.2M
Discretionary$283.4M
Non-Disc.$18.8M
Employees10
Clients--
DateSep 2005
Total AUM$302.2M
Discretionary$283.4M
Non-Disc.$18.8M
Employees10
Clients--
DateApr 2004
Total AUM$163.3M
Discretionary$163.3M
Non-Disc.$0
Employees10
Clients--
DateApr 2004
Total AUM$163.3M
Discretionary$163.3M
Non-Disc.$0
Employees10
Clients--
DateJan 2004
Total AUM$450.2M
Discretionary$450.2M
Non-Disc.$0
Employees5
Clients--
DateApr 2002
Total AUM$862.7M
Discretionary$645.9M
Non-Disc.$216.8M
Employees51
Clients--
DateJul 2001
Total AUM$242.7M
Discretionary$242.7M
Non-Disc.$0
Employees51
Clients--
DateJul 2001
Total AUM$242.7M
Discretionary$242.7M
Non-Disc.$0
Employees51
Clients--