JOSEPH GUNNAR & CO., LLC
CRD #24795 SEC #801-121064 UNIONDALE, NY 212-440-9600
SEC Registered Broker-Dealer Disclosures
Total AUM
$34M
Discretionary
$25.1M
Employees
50
Clients
--
Accounts
68
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 23, 2025
- Branch Offices
- 5
- LEI
- 2549001XBRI5XQ0ZDA12
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | CHAIRMAN, CEO | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| COLOMBO, DOUGLAS | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| CUCCHIA, STEPHEN JOHN | I | CHIEF COMPLIANCE OFFICER- BROKER DEALER | NA | Control |
| GERRAPUTA, ROBERT ANTHONY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| GERRAPUTA, ROBERT ANTHONY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| GERRAPUTA, ROBERT ANTHONY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| GERRAPUTA, ROBERT ANTHONY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| GERRAPUTA, ROBERT ANTHONY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| GERRAPUTA, ROBERT ANTHONY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOVIC, JOHN MARIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| HODGE, WILLIAM PAUL | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | |
| LAROSE, JENNIFER LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZEI, JAMES C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROYER, CAROLYN DELLER | I | INVESMENT ADVISORY CCO | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | Control |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| SINGER, STEVEN FREDERIC | I | FINOP | NA | |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| STEIN, STEPHAN A | I | PRESIDENT | NA | Control |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| JOSEPH GUNNAR HOLDING CO., LLC. | DE | OWNER | E | |
| STEIN, STEPHAN A | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | E | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
| ALAGNA, JOSEPH ANTHONY JR | I | JOSEPH GUNNAR HOLDING CO., LLC. | D | Control |
Registrations
Federal
IA
Apr 23, 2025 REGISTERED
Notice Filings (9)
CA DC LA MD NJ NY PA TX VA
Address
1000 RXR PLAZA10TH FLOOR
UNIONDALE, NY 11556
United States
Phone: 212-440-9600