RIA Intelligence

LOWELL AND COMPANY INC

Legal name: LOWELL WEALTH MANAGEMENT

CRD #24913 SEC #801-69460 LUBBOCK, TX 806-747-2644
SEC Registered Broker-Dealer Disclosures
Total AUM
$33.2M
Discretionary
$33.2M
Employees
11
Clients
1
Accounts
168
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOWELL, WILLIAM HAMILTONICHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROPE Control
LOWELL, WILLIAM HAMILTONICHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROPE Control
LOWELL, WILLIAM HAMILTONICHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROPE Control
LOWELL, WILLIAM HAMILTONICHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROPE Control
LOWELL, WILLIAM HAMILTONICHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROPE Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

TX

Address

4021 84TH
SUITE 100
LUBBOCK, TX 79423
United States
Phone: 806-747-2644