B RILEY WEALTH MANAGEMENT, INC.
Legal name: B RILEY WEALTH MANAGEMENT
CRD #2543 SEC #801-67275 MEMPHIS, TN 901-251-1330
SEC Registered Broker-Dealer Disclosures
Total AUM
$4.1B
Discretionary
$3.2B
Employees
250
Clients
11
Accounts
9,621
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $4.1B | $3.2B | $928.4M | 250 | 17 |
| Sep 2021 | $4.2B | $3.4B | $758.5M | 260 | 44 |
| Sep 2021 | $4.2B | $3.4B | $758.5M | 260 | 44 |
| Jul 2021 | $4.2B | $3.4B | $758.5M | 260 | 44 |
| Apr 2021 | $4.2B | $3.4B | $758.5M | 260 | 44 |
| Mar 2021 | $2.7B | $2B | $656.8M | 250 | 10 |
| Feb 2021 | $2.7B | $2B | $656.8M | 250 | 10 |
| Jul 2020 | $2.7B | $2B | $656.8M | 250 | 10 |
| Jun 2020 | $2.7B | $2B | $656.8M | 250 | 10 |
| May 2020 | $2.7B | $2B | $656.8M | 250 | 10 |
| Feb 2020 | $2.2B | $1.6B | $601.7M | 289 | 11 |
| Jul 2019 | $2.2B | $1.6B | $601.7M | 289 | 11 |
| Apr 2019 | $2.2B | $1.6B | $601.7M | 289 | 11 |
| Mar 2019 | $1.9B | $1.3B | $680.5M | 314 | 32 |
| Dec 2018 | $1.9B | $1.3B | $680.5M | 314 | 32 |
| Sep 2018 | $1.9B | $1.3B | $680.5M | 314 | 32 |
| Aug 2018 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| Jun 2018 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| Jun 2018 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| May 2018 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| Mar 2018 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| Dec 2017 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| Oct 2017 | $1.6B | $686.9M | $930.9M | 394 | 32 |
| Aug 2017 | $1.6B | $686.9M | $930.9M | 394 | 5,000 |
| Aug 2017 | $1.6B | $686.9M | $930.9M | 394 | 5,000 |
| Jun 2017 | $1.6B | $569.4M | $992.6M | 467 | 4,900 |
| Aug 2016 | $1.6B | $569.4M | $992.6M | 467 | 4,900 |
| Jul 2016 | $1.5B | $594.5M | $894.6M | 527 | 4,400 |
| May 2016 | $1.5B | $594.5M | $894.6M | 527 | 4,400 |
| Apr 2016 | $1.5B | $594.5M | $894.6M | 527 | 4,400 |
| Nov 2015 | $1.5B | $594.5M | $894.6M | 527 | 4,400 |
| Aug 2015 | $1.5B | $594.5M | $894.6M | 527 | 4,400 |
| May 2015 | $1.1B | $403.7M | $676.4M | 499 | 3,500 |
| May 2015 | $1.1B | $403.7M | $676.4M | 499 | 3,500 |
| May 2015 | $1.1B | $403.7M | $676.4M | 499 | 3,500 |
| May 2015 | $1.1B | $403.7M | $676.4M | 499 | 3,500 |
| Aug 2014 | $1.1B | $403.7M | $676.4M | 499 | 3,500 |
| Jul 2014 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Apr 2014 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Mar 2014 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Feb 2014 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Jan 2014 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Dec 2013 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Oct 2013 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Sep 2013 | $807.1M | $270.5M | $536.6M | 496 | 3,200 |
| Sep 2012 | $610.7M | $106.5M | $504.1M | 251 | 2,800 |
| Mar 2012 | $586.2M | $297.8M | $288.4M | 251 | 2,600 |
| Jul 2011 | $541.7M | $280M | $261.7M | 251 | -- |
| Jun 2011 | $469.3M | $285.8M | $183.5M | 251 | -- |
| Jun 2011 | $469.3M | $285.8M | $183.5M | 251 | -- |
| Jun 2011 | $469.3M | $285.8M | $183.5M | 251 | -- |
| Sep 2010 | $469.3M | $285.8M | $183.5M | 251 | -- |
| Aug 2010 | $469.3M | $285.8M | $183.5M | 251 | -- |
| Oct 2009 | $298.3M | $172.3M | $126.1M | 51 | -- |
| Apr 2009 | $298.3M | $172.3M | $126.1M | 51 | -- |
| Mar 2009 | $298.3M | $172.3M | $126.1M | 51 | -- |
| Nov 2007 | $106M | $100M | $6M | 51 | -- |
| May 2007 | $106M | $100M | $6M | 51 | -- |
| Jan 2007 | $106M | $100M | $6M | 51 | -- |
| Jan 2007 | $106M | $100M | $6M | 51 | -- |
DateMar 2022
Total AUM$4.1B
Discretionary$3.2B
Non-Disc.$928.4M
Employees250
Clients17
DateSep 2021
Total AUM$4.2B
Discretionary$3.4B
Non-Disc.$758.5M
Employees260
Clients44
DateSep 2021
Total AUM$4.2B
Discretionary$3.4B
Non-Disc.$758.5M
Employees260
Clients44
DateJul 2021
Total AUM$4.2B
Discretionary$3.4B
Non-Disc.$758.5M
Employees260
Clients44
DateApr 2021
Total AUM$4.2B
Discretionary$3.4B
Non-Disc.$758.5M
Employees260
Clients44
DateMar 2021
Total AUM$2.7B
Discretionary$2B
Non-Disc.$656.8M
Employees250
Clients10
DateFeb 2021
Total AUM$2.7B
Discretionary$2B
Non-Disc.$656.8M
Employees250
Clients10
DateJul 2020
Total AUM$2.7B
Discretionary$2B
Non-Disc.$656.8M
Employees250
Clients10
DateJun 2020
Total AUM$2.7B
Discretionary$2B
Non-Disc.$656.8M
Employees250
Clients10
DateMay 2020
Total AUM$2.7B
Discretionary$2B
Non-Disc.$656.8M
Employees250
Clients10
DateFeb 2020
Total AUM$2.2B
Discretionary$1.6B
Non-Disc.$601.7M
Employees289
Clients11
DateJul 2019
Total AUM$2.2B
Discretionary$1.6B
Non-Disc.$601.7M
Employees289
Clients11
DateApr 2019
Total AUM$2.2B
Discretionary$1.6B
Non-Disc.$601.7M
Employees289
Clients11
DateMar 2019
Total AUM$1.9B
Discretionary$1.3B
Non-Disc.$680.5M
Employees314
Clients32
DateDec 2018
Total AUM$1.9B
Discretionary$1.3B
Non-Disc.$680.5M
Employees314
Clients32
DateSep 2018
Total AUM$1.9B
Discretionary$1.3B
Non-Disc.$680.5M
Employees314
Clients32
DateAug 2018
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateJun 2018
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateJun 2018
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateMay 2018
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateMar 2018
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateDec 2017
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateOct 2017
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients32
DateAug 2017
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients5,000
DateAug 2017
Total AUM$1.6B
Discretionary$686.9M
Non-Disc.$930.9M
Employees394
Clients5,000
DateJun 2017
Total AUM$1.6B
Discretionary$569.4M
Non-Disc.$992.6M
Employees467
Clients4,900
DateAug 2016
Total AUM$1.6B
Discretionary$569.4M
Non-Disc.$992.6M
Employees467
Clients4,900
DateJul 2016
Total AUM$1.5B
Discretionary$594.5M
Non-Disc.$894.6M
Employees527
Clients4,400
DateMay 2016
Total AUM$1.5B
Discretionary$594.5M
Non-Disc.$894.6M
Employees527
Clients4,400
DateApr 2016
Total AUM$1.5B
Discretionary$594.5M
Non-Disc.$894.6M
Employees527
Clients4,400
DateNov 2015
Total AUM$1.5B
Discretionary$594.5M
Non-Disc.$894.6M
Employees527
Clients4,400
DateAug 2015
Total AUM$1.5B
Discretionary$594.5M
Non-Disc.$894.6M
Employees527
Clients4,400
DateMay 2015
Total AUM$1.1B
Discretionary$403.7M
Non-Disc.$676.4M
Employees499
Clients3,500
DateMay 2015
Total AUM$1.1B
Discretionary$403.7M
Non-Disc.$676.4M
Employees499
Clients3,500
DateMay 2015
Total AUM$1.1B
Discretionary$403.7M
Non-Disc.$676.4M
Employees499
Clients3,500
DateMay 2015
Total AUM$1.1B
Discretionary$403.7M
Non-Disc.$676.4M
Employees499
Clients3,500
DateAug 2014
Total AUM$1.1B
Discretionary$403.7M
Non-Disc.$676.4M
Employees499
Clients3,500
DateJul 2014
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateApr 2014
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateMar 2014
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateFeb 2014
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateJan 2014
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateDec 2013
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateOct 2013
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateSep 2013
Total AUM$807.1M
Discretionary$270.5M
Non-Disc.$536.6M
Employees496
Clients3,200
DateSep 2012
Total AUM$610.7M
Discretionary$106.5M
Non-Disc.$504.1M
Employees251
Clients2,800
DateMar 2012
Total AUM$586.2M
Discretionary$297.8M
Non-Disc.$288.4M
Employees251
Clients2,600
DateJul 2011
Total AUM$541.7M
Discretionary$280M
Non-Disc.$261.7M
Employees251
Clients--
DateJun 2011
Total AUM$469.3M
Discretionary$285.8M
Non-Disc.$183.5M
Employees251
Clients--
DateJun 2011
Total AUM$469.3M
Discretionary$285.8M
Non-Disc.$183.5M
Employees251
Clients--
DateJun 2011
Total AUM$469.3M
Discretionary$285.8M
Non-Disc.$183.5M
Employees251
Clients--
DateSep 2010
Total AUM$469.3M
Discretionary$285.8M
Non-Disc.$183.5M
Employees251
Clients--
DateAug 2010
Total AUM$469.3M
Discretionary$285.8M
Non-Disc.$183.5M
Employees251
Clients--
DateOct 2009
Total AUM$298.3M
Discretionary$172.3M
Non-Disc.$126.1M
Employees51
Clients--
DateApr 2009
Total AUM$298.3M
Discretionary$172.3M
Non-Disc.$126.1M
Employees51
Clients--
DateMar 2009
Total AUM$298.3M
Discretionary$172.3M
Non-Disc.$126.1M
Employees51
Clients--
DateNov 2007
Total AUM$106M
Discretionary$100M
Non-Disc.$6M
Employees51
Clients--
DateMay 2007
Total AUM$106M
Discretionary$100M
Non-Disc.$6M
Employees51
Clients--
DateJan 2007
Total AUM$106M
Discretionary$100M
Non-Disc.$6M
Employees51
Clients--
DateJan 2007
Total AUM$106M
Discretionary$100M
Non-Disc.$6M
Employees51
Clients--