ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD #25440 SEC #801-78513 CINCINNATI, OH 513-381-3939
SEC Registered Disclosures
Total AUM
$353.6M
Discretionary
$353.6M
Employees
7
Clients
1
Accounts
808
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2021 | $353.6M | $353.6M | $0 | 7 | 0 |
| Sep 2020 | $319M | $319M | $0 | 7 | 0 |
| Sep 2020 | $397.9M | $397.9M | $0 | 8 | 0 |
| Jun 2020 | $834.8M | $803.4M | $31.4M | 20 | 0 |
| Feb 2020 | $834.8M | $803.4M | $31.4M | 20 | 0 |
| Dec 2019 | $790.2M | $759.7M | $30.5M | 20 | 0 |
| Jun 2019 | $747.8M | $717.8M | $30M | 16 | 0 |
| Apr 2019 | $747.8M | $717.8M | $30M | 16 | 0 |
| Mar 2019 | $710.7M | $681.3M | $29.4M | 14 | 0 |
| Oct 2018 | $742.6M | $709.6M | $33.1M | 15 | 0 |
| Aug 2018 | $714.1M | $679.7M | $34.4M | 13 | 0 |
| Aug 2018 | $714.1M | $679.7M | $34.4M | 13 | 0 |
| Apr 2018 | $654.1M | $618.3M | $35.8M | 13 | 0 |
| Feb 2018 | $642M | $605.7M | $36.3M | 13 | 0 |
| Nov 2017 | $578.4M | $490.7M | $87.8M | 13 | 0 |
| May 2017 | $519M | $407.6M | $111.3M | 13 | 500 |
| Mar 2017 | $470.8M | $422.5M | $48.4M | 13 | 500 |
| Dec 2016 | $465.6M | $373.8M | $91.8M | 12 | 400 |
| Nov 2016 | $465.6M | $373.8M | $91.8M | 12 | 400 |
| Nov 2016 | $465.6M | $373.8M | $91.8M | 12 | 400 |
| Jul 2016 | $448.1M | $342.6M | $105.6M | 12 | 400 |
| Jul 2016 | $448.1M | $342.6M | $105.6M | 12 | 400 |
| Apr 2016 | $407.7M | $232.3M | $175.4M | 12 | 400 |
| Mar 2016 | $407.7M | $232.3M | $175.4M | 12 | 400 |
| Feb 2016 | $204.7M | $64.8M | $139.9M | 10 | 26 |
| Nov 2015 | $204.7M | $64.8M | $139.9M | 10 | 26 |
| Aug 2015 | $215.4M | $76.9M | $138.5M | 10 | 26 |
| May 2015 | $235.8M | $34.8M | $201M | 11 | 26 |
| Mar 2015 | $243.7M | $36.3M | $207.3M | 11 | 26 |
| Dec 2014 | $236.5M | $36M | $200.5M | 8 | 26 |
| Nov 2014 | $236.5M | $36M | $200.5M | 8 | 26 |
| Sep 2014 | $343M | $48.2M | $294.8M | 8 | 26 |
| Aug 2014 | $343M | $48.2M | $294.8M | 8 | 26 |
| Mar 2014 | $327M | $30M | $297M | 8 | 26 |
| Nov 2013 | $358.3M | $32M | $326.3M | 9 | 26 |
| Nov 2013 | $358.3M | $3.1M | $355.2M | 9 | 26 |
| Nov 2013 | $294.7M | $2.1M | $292.6M | 9 | 26 |
| Sep 2013 | $113.2M | $4M | $109.1M | 9 | 26 |
| Aug 2013 | $113.2M | $4M | $109.1M | 9 | 26 |
| May 2012 | $44.3M | $4M | $40.3M | 6 | 26 |
| Apr 2012 | $44.6M | $4M | $40.6M | 6 | 26 |
| Mar 2012 | $44.6M | $4M | $40.6M | 6 | 26 |
| Mar 2011 | $38.5M | $0 | $38.5M | 10 | -- |
| Feb 2011 | $38.5M | $0 | $38.5M | 10 | -- |
| Feb 2011 | $29.7M | $0 | $29.7M | 10 | -- |
| Aug 2010 | $29.7M | $0 | $29.7M | 5 | -- |
| Mar 2010 | $29.7M | $0 | $29.7M | 5 | -- |
| Oct 2009 | $0 | $0 | $0 | 5 | -- |
| Oct 2009 | $0 | $0 | $0 | 5 | -- |
DateMar 2021
Total AUM$353.6M
Discretionary$353.6M
Non-Disc.$0
Employees7
Clients0
DateSep 2020
Total AUM$319M
Discretionary$319M
Non-Disc.$0
Employees7
Clients0
DateSep 2020
Total AUM$397.9M
Discretionary$397.9M
Non-Disc.$0
Employees8
Clients0
DateJun 2020
Total AUM$834.8M
Discretionary$803.4M
Non-Disc.$31.4M
Employees20
Clients0
DateFeb 2020
Total AUM$834.8M
Discretionary$803.4M
Non-Disc.$31.4M
Employees20
Clients0
DateDec 2019
Total AUM$790.2M
Discretionary$759.7M
Non-Disc.$30.5M
Employees20
Clients0
DateJun 2019
Total AUM$747.8M
Discretionary$717.8M
Non-Disc.$30M
Employees16
Clients0
DateApr 2019
Total AUM$747.8M
Discretionary$717.8M
Non-Disc.$30M
Employees16
Clients0
DateMar 2019
Total AUM$710.7M
Discretionary$681.3M
Non-Disc.$29.4M
Employees14
Clients0
DateOct 2018
Total AUM$742.6M
Discretionary$709.6M
Non-Disc.$33.1M
Employees15
Clients0
DateAug 2018
Total AUM$714.1M
Discretionary$679.7M
Non-Disc.$34.4M
Employees13
Clients0
DateAug 2018
Total AUM$714.1M
Discretionary$679.7M
Non-Disc.$34.4M
Employees13
Clients0
DateApr 2018
Total AUM$654.1M
Discretionary$618.3M
Non-Disc.$35.8M
Employees13
Clients0
DateFeb 2018
Total AUM$642M
Discretionary$605.7M
Non-Disc.$36.3M
Employees13
Clients0
DateNov 2017
Total AUM$578.4M
Discretionary$490.7M
Non-Disc.$87.8M
Employees13
Clients0
DateMay 2017
Total AUM$519M
Discretionary$407.6M
Non-Disc.$111.3M
Employees13
Clients500
DateMar 2017
Total AUM$470.8M
Discretionary$422.5M
Non-Disc.$48.4M
Employees13
Clients500
DateDec 2016
Total AUM$465.6M
Discretionary$373.8M
Non-Disc.$91.8M
Employees12
Clients400
DateNov 2016
Total AUM$465.6M
Discretionary$373.8M
Non-Disc.$91.8M
Employees12
Clients400
DateNov 2016
Total AUM$465.6M
Discretionary$373.8M
Non-Disc.$91.8M
Employees12
Clients400
DateJul 2016
Total AUM$448.1M
Discretionary$342.6M
Non-Disc.$105.6M
Employees12
Clients400
DateJul 2016
Total AUM$448.1M
Discretionary$342.6M
Non-Disc.$105.6M
Employees12
Clients400
DateApr 2016
Total AUM$407.7M
Discretionary$232.3M
Non-Disc.$175.4M
Employees12
Clients400
DateMar 2016
Total AUM$407.7M
Discretionary$232.3M
Non-Disc.$175.4M
Employees12
Clients400
DateFeb 2016
Total AUM$204.7M
Discretionary$64.8M
Non-Disc.$139.9M
Employees10
Clients26
DateNov 2015
Total AUM$204.7M
Discretionary$64.8M
Non-Disc.$139.9M
Employees10
Clients26
DateAug 2015
Total AUM$215.4M
Discretionary$76.9M
Non-Disc.$138.5M
Employees10
Clients26
DateMay 2015
Total AUM$235.8M
Discretionary$34.8M
Non-Disc.$201M
Employees11
Clients26
DateMar 2015
Total AUM$243.7M
Discretionary$36.3M
Non-Disc.$207.3M
Employees11
Clients26
DateDec 2014
Total AUM$236.5M
Discretionary$36M
Non-Disc.$200.5M
Employees8
Clients26
DateNov 2014
Total AUM$236.5M
Discretionary$36M
Non-Disc.$200.5M
Employees8
Clients26
DateSep 2014
Total AUM$343M
Discretionary$48.2M
Non-Disc.$294.8M
Employees8
Clients26
DateAug 2014
Total AUM$343M
Discretionary$48.2M
Non-Disc.$294.8M
Employees8
Clients26
DateMar 2014
Total AUM$327M
Discretionary$30M
Non-Disc.$297M
Employees8
Clients26
DateNov 2013
Total AUM$358.3M
Discretionary$32M
Non-Disc.$326.3M
Employees9
Clients26
DateNov 2013
Total AUM$358.3M
Discretionary$3.1M
Non-Disc.$355.2M
Employees9
Clients26
DateNov 2013
Total AUM$294.7M
Discretionary$2.1M
Non-Disc.$292.6M
Employees9
Clients26
DateSep 2013
Total AUM$113.2M
Discretionary$4M
Non-Disc.$109.1M
Employees9
Clients26
DateAug 2013
Total AUM$113.2M
Discretionary$4M
Non-Disc.$109.1M
Employees9
Clients26
DateMay 2012
Total AUM$44.3M
Discretionary$4M
Non-Disc.$40.3M
Employees6
Clients26
DateApr 2012
Total AUM$44.6M
Discretionary$4M
Non-Disc.$40.6M
Employees6
Clients26
DateMar 2012
Total AUM$44.6M
Discretionary$4M
Non-Disc.$40.6M
Employees6
Clients26
DateMar 2011
Total AUM$38.5M
Discretionary$0
Non-Disc.$38.5M
Employees10
Clients--
DateFeb 2011
Total AUM$38.5M
Discretionary$0
Non-Disc.$38.5M
Employees10
Clients--
DateFeb 2011
Total AUM$29.7M
Discretionary$0
Non-Disc.$29.7M
Employees10
Clients--
DateAug 2010
Total AUM$29.7M
Discretionary$0
Non-Disc.$29.7M
Employees5
Clients--
DateMar 2010
Total AUM$29.7M
Discretionary$0
Non-Disc.$29.7M
Employees5
Clients--
DateOct 2009
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateOct 2009
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--