PHILADELPHIA BROKERAGE CORPORATION
CRD #25534 SEC #801-70757 RADNOR, PA 610-975-9990
SEC Registered Broker-Dealer Disclosures
Total AUM
$42.5M
Discretionary
$42.5M
Employees
6
Clients
0
Accounts
343
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FISK, ROBERT ALBERT | I | PARTNER | C | Control |
| FISK, ROBERT ALBERT | I | PARTNER | C | Control |
| FISK, ROBERT ALBERT | I | PARTNER | C | Control |
| FISK, ROBERT ALBERT | I | PARTNER | C | Control |
| FISK, ROBERT ALBERT | I | PARTNER | C | Control |
| FISK, ROBERT ALBERT | I | PARTNER | C | Control |
| HAMILTON, KEVIN FRANCIS | I | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | C | Control |
| HAMILTON, KEVIN FRANCIS | I | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | C | Control |
| HAMILTON, KEVIN FRANCIS | I | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | C | Control |
| HAMILTON, KEVIN FRANCIS | I | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | C | Control |
| HAMILTON, KEVIN FRANCIS | I | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | C | Control |
| HAMILTON, KEVIN FRANCIS | I | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | C | Control |
| MCDERMOTT, SEAN MICHAEL | I | PARTNER, CFO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | C | Control |
| MCDERMOTT, SEAN MICHAEL | I | PARTNER, CFO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | C | Control |
| MCDERMOTT, SEAN MICHAEL | I | PARTNER, CFO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | C | Control |
| MCDERMOTT, SEAN MICHAEL | I | PARTNER, CFO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | C | Control |
| MCDERMOTT, SEAN MICHAEL | I | PARTNER, CFO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | C | Control |
| MCDERMOTT, SEAN MICHAEL | I | PARTNER, CFO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | C | Control |
Registrations
Federal
IA
Jun 28, 2012 REGISTERED
Notice Filings (10)
CA FL ID MD NJ OH PA TN TX WA
Address
2 RADNOR CORPORATE CENTERSUITE 111
RADNOR, PA 19087
United States
Phone: 610-975-9990