CHASE INVESTMENT SERVICES CORP.
CRD #25574 SEC #801-36407 CHICAGO, IL 312-732-7348
SEC Registered Broker-Dealer Disclosures
Total AUM
$29.9B
Discretionary
$29.9B
Employees
--
Clients
0
Accounts
182,239
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADITYA, MAHESH CHATTA | I | BOARD MEMBER | NA | Control |
| ADITYA, MAHESH CHATTA | I | BOARD MEMBER | NA | Control |
| ADITYA, MAHESH CHATTA | I | BOARD MEMBER | NA | Control |
| ADITYA, MAHESH CHATTA | I | BOARD MEMBER | NA | Control |
| ADITYA, MAHESH CHATTA | I | BOARD MEMBER | NA | Control |
| ADITYA, MAHESH CHATTA | I | BOARD MEMBER | NA | Control |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO, DIRECTOR | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO, DIRECTOR | NA | |
| BANNISTER, DEANNA MICHELLE | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BURGER, CORRINE M. | I | CFO | NA | Control |
| BURGER, CORRINE M. | I | CFO | NA | Control |
| BURGER, CORRINE M. | I | CFO | NA | Control |
| BURGER, CORRINE M. | I | CFO | NA | Control |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| CASEY, WILLIAM EDWARD | I | DIRECTOR | NA | |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| CASEY, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | BOARD MEMBER, PRESIDENT & CEO | NA | Control |
| CHABOT, ALAN JAMES | I | PRESIDENT & CEO, BOARD MEMBER | NA | Control |
| CHABOT, ALAN JAMES | I | PRESIDENT & CEO, BOARD MEMBER | NA | Control |
| CHABOT, ALAN JAMES | I | PRESIDENT & CEO, BOARD MEMBER | NA | Control |
| CHABOT, ALAN JAMES | I | PRESIDENT & CEO, BOARD MEMBER | NA | Control |
| CHABOT, ALAN JAMES | I | PRESIDENT & CEO, BOARD MEMBER | NA | Control |
| CHABOT, ALAN JAMES | I | PRESIDENT & CEO, BOARD MEMBER | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| CLEARY, MICHAEL J | I | DIRECTOR | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| COHEN, DAVID CHEIM | I | BOARD MEMBER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DEEGAN, DANIEL ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DEEGAN, DANIEL ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DEEGAN, DANIEL ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DEEGAN, DANIEL ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DI SIMONE, HARRY F. | I | DIRECTOR | NA | |
| DI SIMONE, HARRY F. | I | DIRECTOR | NA | |
| DI SIMONE, HARRY F. | I | DIRECTOR | NA | |
| DI SIMONE, HARRY F. | I | DIRECTOR | NA | |
| DI SIMONE, HARRY F. | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DISIMONE, HARRY F | I | DIRECTOR | NA | |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DURKEE, JEFFREY WILLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DURKEE, JEFFREY WILLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DURKEE, JEFFREY WILLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DURKEE, JEFFREY WILLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FAHS, JEFFREY JAMES | I | CROP | NA | |
| FAHS, JEFFREY JAMES | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| FAHS, JEFFREY JAMES | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| FAHS, JEFFREY JAMES | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| FAHS, JEFFREY JAMES | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| FAHS, JEFFREY JAMES | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRETT, ROBERT V | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GENNA, FRANK ROBERT JR | I | CHIEF COMPLIANCE OFFICER | NA | |
| GENNA, FRANK ROBERT JR | I | CHIEF COMPLIANCE OFFICER | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GENNARI, MARIANNE | I | ASSISTANT SECRETARY | NA | |
| GERRITSEN, JAMES SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GERRITSEN, JAMES SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GERRITSEN, JAMES SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO | NA | Control |
| GINDI, SOL | I | CFO | NA | Control |
| GINDI, SOL | I | CFO | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO, BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO, BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO, BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO, BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO, BOARD MEMBER | NA | Control |
| GINDI, SOL | I | CFO, BOARD MEMBER | NA | Control |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GLAESSNER, ELLEN P | I | ASSISTANT SECRETARY | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GOODSTEIN, BARBARA | I | DIRECTOR | NA | |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| GRAY, ANNE LOUISE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAIGIS, PHILIP HOWARD JR. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HALFENGER, ALAN KENT JR | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| HALFENGER, ALAN KENT JR | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| HENRY, J. CHRISTOPHER | I | BOARD MEMBER | NA | Control |
| HENRY, J. CHRISTOPHER | I | BOARD MEMBER | NA | Control |
| HENRY, J. CHRISTOPHER | I | BOARD MEMBER | NA | Control |
| HENRY, J. CHRISTOPHER | I | BOARD MEMBER | NA | Control |
| HENRY, J. CHRISTOPHER | I | BOARD MEMBER | NA | Control |
| HENRY, J. CHRISTOPHER | I | BOARD MEMBER | NA | Control |
| HODGE, DOUGLAS LEE | I | BOARD OF DIRECTORS | NA | Control |
| HODGE, DOUGLAS LEE | I | BOARD MEMBER | NA | Control |
| HODGE, DOUGLAS LEE | I | BOARD MEMBER | NA | Control |
| HODGE, DOUGLAS LEE | I | BOARD MEMBER | NA | Control |
| HODGE, DOUGLAS LEE | I | BOARD MEMBER | NA | Control |
| IRELAND, ANDREW DAVID | I | DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | HEAD OF SALES & DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | HEAD OF SALES & DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | HEAD OF SALES & DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | HEAD OF SALES & DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | HEAD OF SALES & DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | HEAD OF SALES & DIRECTOR | NA | |
| IRELAND, ANDREW DAVID | I | DIRECTOR | NA | |
| JOHNSON, GARY THOMAS | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | |
| JOHNSON, GARY THOMAS | I | SROP, CROP | NA | |
| JOHNSON, GARY THOMAS | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | |
| JOHNSON, GARY THOMAS | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | |
| JOHNSON, GARY THOMAS | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | |
| JOHNSON, GARY THOMAS | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | |
| JOHNSON, GARY THOMAS | I | SROP, CROP | NA | |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JULIAN, BETH WILSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KLEINBAUM, GREGG ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KLEINBAUM, GREGG ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KLEINBAUM, GREGG ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KLEINBAUM, GREGG ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KLEINBAUM, GREGG ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KLEINBAUM, GREGG ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENDOLA, MARYANN BRIDGET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEADAM, JOHN MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| LEADAM, JOHN MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| LEADAM, JOHN MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| LEADAM, JOHN MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LEADAM, JOHN MICHAEL | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | |
| LOVELL, JO-ANNE | I | DIRECTOR | NA | |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | CFO | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAW, SCOTT HARLAN | I | BOARD MEMBER | NA | Control |
| MAW, SCOTT HARLAN | I | BOARD MEMBER | NA | Control |
| MAW, SCOTT HARLAN | I | BOARD MEMBER | NA | Control |
| MAW, SCOTT HARLAN | I | BOARD MEMBER | NA | Control |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR | NA | |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR, & SROP | NA | Control |
| MORTEN, CHARLES WILLIAM | I | PRESIDENT, SROP | NA | |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR, PRESIDENT, SROP | NA | Control |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR, PRESIDENT, SROP | NA | Control |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR, PRESIDENT, SROP | NA | Control |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR, PRESIDENT, SROP | NA | Control |
| MORTEN, CHARLES WILLIAM | I | DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT &DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT &DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT &DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT &DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT &DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT &DIRECTOR | NA | |
| O'CONNOR, EDWARD PAUL | I | DIRECTOR | NA | |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PANTALEO, LAURA ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PAPPAS, IIMAN AHMED | I | DIRECTOR | NA | |
| PROSCIA, LEONARD JOSEPH | I | CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL & DIRECTOR | NA | |
| PROSCIA, LEONARD JOSEPH | I | CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL & DIRECTOR | NA | |
| PROSCIA, LEONARD JOSEPH | I | CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL & DIRECTOR | NA | |
| PROSCIA, LEONARD JOSEPH | I | CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL & DIRECTOR | NA | |
| PROSCIA, LEONARD JOSEPH | I | CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL & DIRECTOR | NA | |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| QUINN, JOHN P | I | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, JAMIE MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| ROONEY, KATHLEEN MARY | I | PRESIDENT & DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | PRESIDENT & DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | PRESIDENT & DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | PRESIDENT & DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | PRESIDENT & DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | DIRECTOR | NA | |
| ROONEY, KATHLEEN MARY | I | DIRECTOR | NA | |
| SAMENUK, JOHN | I | BOARD MEMBER | NA | Control |
| SAMENUK, JOHN | I | BOARD MEMBER | NA | Control |
| SAMENUK, JOHN | I | BOARD MEMBER | NA | Control |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARFENBERGER SR., JOSEPH M. | I | DIRECTOR | NA | |
| SCHARFENBERGER SR., JOSEPH M. | I | DIRECTOR | NA | |
| SCHARFENBERGER SR., JOSEPH M. | I | DIRECTOR | NA | |
| SCHARFENBERGER SR., JOSEPH M. | I | DIRECTOR | NA | |
| SCHARFENBERGER SR., JOSEPH M. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHARFENBERGER, JOSEPH M SR. | I | DIRECTOR | NA | |
| SCHNEIDER, GAIL A | I | DIRECTOR | NA | |
| SCHNEIDER, GAIL A | I | DIRECTOR | NA | |
| SCHNEIDER, GAIL A | I | DIRECTOR | NA | |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SKARDA, JOSEPH BRIEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TEPPER, ERIC DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TEPPER, ERIC DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TEPPER, ERIC DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TEPPER, ERIC DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| UPTON, CHARLES HARRY | I | CHIEF OPERATING OFFICER, VP, MSP | NA | |
| UPTON, CHARLES HARRY | I | PRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER, VP, MSP | NA | |
| UPTON, CHARLES HARRY | I | CHIEF OPERATING OFFICER, VP, MSP | NA | |
| UPTON, CHARLES HARRY | I | CHIEF OPERATING OFFICER, VP, MSP | NA | |
| UPTON, CHARLES HARRY | I | CHIEF OPERATING OFFICER, VP, MSP | NA | |
| UPTON, CHARLES HARRY | I | CHIEF OPERATING OFFICER, VP, MSP | NA | |
| UPTON, CHARLES HARRY | I | DIRECTOR | NA | |
| UPTON, CHARLES HARRY | I | DIRECTOR | NA | |
| UPTON, CHARLES HARRY | I | DIRECTOR | NA | |
| UPTON, CHARLES HARRY | I | DIRECTOR | NA | |
| UPTON, CHARLES HARRY | I | PRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER, VP, MSP | NA | |
| WALL, PETER MICHAEL | I | DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | ASST. HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT & DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | ASST. HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT & DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | ASST. HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT & DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | ASST. HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT & DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | ASST. HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT & DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | ASST. HEAD OF PRODUCT MANAGEMENT AND DEVELOPMENT & DIRECTOR | NA | |
| WALL, PETER MICHAEL | I | DIRECTOR | NA | |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILBURN, DOUGLAS FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE CAPITAL HOLDINGS LLC | DE | DIRECT OWNER | E | Control |
| BANC ONE SECURITIES CORPORATION | DE | DIRECT OWNER | E | Control |
| BANC ONE SECURITIES CORPORATION | DE | DIRECT OWNER | E | Control |
| BANC ONE SECURITIES CORPORATION | DE | DIRECT OWNER | E | Control |
| BANC ONE SECURITIES CORPORATION | DE | DIRECT OWNER | E | Control |
| BANC ONE SECURITIES CORPORATION | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| J.P. MORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| JPMORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| JPMORGAN CHASE & CO. | DE | DIRECT OWNER | E | Control |
| JPMORGAN CHASE BANK | DE | DIRECT PARENT | E | Control |
| JPMORGAN CHASE BANK | DE | DIRECT PARENT | E | Control |
| THE CHASE MANHATTAN BANK | DE | DIRECT PARENT | E | Control |
| THE CHASE MANHATTAN BANK | DE | DIRECT PARENT | E | Control |
| THE CHASE MANHATTAN BANK | DE | DIRECT PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANC ONE CAPITAL HOLDING COMPANY | DE | BANC ONE SECURITIES CORPORATION | E | Control |
| BANC ONE CAPITAL HOLDING COMPANY | DE | BANC ONE CAPITAL HOLDING COMPANY | E | Control |
| BANC ONE CAPITAL HOLDING COMPANY | DE | BANC ONE SECURITIES CORPORATION | E | Control |
| BANC ONE CAPITAL HOLDING COMPANY | DE | BANC ONE SECURITIES CORPORATION | E | Control |
| BANC ONE CAPITAL HOLDING COMPANY | DE | BANC ONE SECURITIES CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | THE CHASE MANHATTAN BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | THE CHASE MANHATTAN BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | THE CHASE MANHATTAN BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | JPMORGAN CHASE BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | JPMORGAN CHASE BANK | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
| JPMORGAN CHASE & CO | DE | BANC ONE CAPITAL HOLDING LLC | E | Control |
Registrations
Federal
IA
Jul 27, 2012 REGISTERED
Notice Filings (51)
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Address
300 SOUTH RIVERSIDE PLAZA11TH FLOOR
CHICAGO, IL 60606-2003
United States
Phone: 312-732-7348