CARTER AND CARTER WEALTH STRATEGIES, INC.
CRD #256791 SEC #801-100432 EUGENE, OR (541) 683-2900
SEC Registered
Total AUM
$307M
Discretionary
$292M
Employees
7
Clients
251
Accounts
1,274
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARTER, CHARLENE, DONNA | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | D | Control |
| CARTER, CHARLENE, DONNA | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | D | Control |
| CARTER, CHARLENE, DONNA | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | D | Control |
| CARTER, CHARLENE, DONNA | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | D | Control |
| CARTER, CHARLENE, DONNA | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | D | Control |
| CARTER, CHARLENE, DONNA | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | D | Control |
| HECTOR, JENNIFER, IRENE | I | OWNER | C | Control |
| HECTOR, JENNIFER, IRENE | I | OWNER | C | Control |
| HECTOR, JENNIFER, IRENE | I | OWNER | C | Control |
| HECTOR, JENNIFER, IRENE | I | OWNER | C | Control |
| HECTOR, JENNIFER, IRENE | I | OWNER | C | Control |
| HECTOR, JENNIFER, IRENE | I | OWNER | C | Control |
Registrations
Federal
IA
Mar 15, 2017 REGISTERED
Notice Filings (7)
CA HI MD MI OR TX WA
Address
871 COUNTRY CLUB ROADEUGENE, OR 97401
United States
Phone: (541) 683-2900