HARBOR FINANCIAL SERVICES, LLC
CRD #25700 SEC #801-65811 MOBILE, AL 251-650-0840
SEC Registered Broker-Dealer Disclosures
Total AUM
$620.9M
Discretionary
$324.7M
Employees
106
Clients
1
Accounts
2,434
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2021 | $620.9M | $324.7M | $296.1M | 106 | 0 |
| Mar 2021 | $620.9M | $324.7M | $296.1M | 106 | 0 |
| Jan 2021 | $569.6M | $248.9M | $320.6M | 72 | 2 |
| Nov 2020 | $569.6M | $248.9M | $320.6M | 72 | 2 |
| Oct 2020 | $501.4M | $199.4M | $302M | 72 | 2 |
| Sep 2020 | $501.4M | $199.4M | $302M | 63 | 2 |
| Jun 2020 | $501.4M | $199.4M | $302M | 63 | 2 |
| Mar 2020 | $501.4M | $199.4M | $302M | 63 | 2 |
| Mar 2019 | $363.2M | $156.7M | $206.5M | 59 | 0 |
| Oct 2018 | $359.4M | $150.4M | $208.9M | 60 | 1 |
| Sep 2018 | $359.4M | $150.4M | $208.9M | 60 | 1 |
| Jun 2018 | $359.4M | $150.4M | $208.9M | 60 | 1 |
| May 2018 | $359.4M | $150.4M | $208.9M | 60 | 1 |
| Mar 2018 | $359.4M | $150.4M | $208.9M | 60 | 1 |
| Nov 2017 | $338.9M | $151.2M | $187.7M | 62 | 0 |
| Mar 2017 | $289.1M | $123.7M | $165.5M | 62 | 900 |
| Sep 2016 | $262.8M | $117.4M | $145.4M | 71 | 900 |
| May 2016 | $262.8M | $117.4M | $145.4M | 71 | 900 |
| Mar 2016 | $262.8M | $117.4M | $145.4M | 71 | 900 |
| Nov 2015 | $286.2M | $136.8M | $149.4M | 78 | 900 |
| Nov 2015 | $286.2M | $136.8M | $149.4M | 78 | 900 |
| Jul 2015 | $286.2M | $136.8M | $149.4M | 78 | 900 |
| Apr 2015 | $273.9M | $130.9M | $143M | 77 | 900 |
| Mar 2015 | $266.1M | $131.4M | $134.7M | 77 | 900 |
| Sep 2014 | $265.8M | $131.3M | $134.5M | 81 | 900 |
| Sep 2014 | $265.8M | $131.3M | $134.5M | 81 | 900 |
| Mar 2014 | $265.8M | $131.3M | $134.5M | 81 | 900 |
| Mar 2014 | $265.8M | $131.3M | $134.5M | 81 | 900 |
| Nov 2013 | $278.7M | $124M | $154.7M | 79 | 600 |
| Apr 2013 | $240.1M | $78.4M | $161.6M | 55 | 600 |
| Nov 2012 | $156.8M | $62.5M | $94.3M | 60 | 700 |
| Oct 2012 | $156.8M | $62.5M | $94.3M | 51 | 700 |
| Aug 2012 | $156.8M | $62.5M | $94.3M | 51 | 700 |
| Jun 2012 | $156.8M | $62.5M | $94.3M | 51 | 700 |
| Mar 2012 | $156.8M | $62.5M | $94.3M | 51 | 700 |
| Nov 2011 | $139.9M | $55.1M | $84.8M | 51 | 251 |
| Aug 2011 | $139.9M | $55.1M | $84.8M | 51 | -- |
| Apr 2011 | $139.9M | $55.1M | $84.8M | 51 | -- |
| Mar 2011 | $139.9M | $55.1M | $84.8M | 51 | -- |
| Mar 2010 | $106.6M | $41.6M | $65M | 51 | -- |
| Oct 2009 | $84.7M | $31.4M | $53.2M | 51 | -- |
| Mar 2009 | $84.7M | $31.4M | $53.2M | 51 | -- |
| Mar 2009 | $155.1M | $14.8M | $140.3M | 51 | -- |
| Mar 2008 | $155.1M | $14.8M | $140.3M | 51 | -- |
| Mar 2007 | $95.7M | $19.7M | $76M | 51 | -- |
| Jan 2007 | $33M | $7M | $26M | -- | -- |
| Mar 2006 | $33M | $7M | $26M | -- | -- |
| Feb 2006 | $33M | $7M | $26M | -- | -- |
| Feb 2006 | $33M | $7M | $26M | -- | -- |
| Feb 2006 | $33M | $7M | $26M | -- | -- |
| Jan 2006 | $33M | $7M | $26M | -- | -- |
| Dec 2005 | $28M | $5.5M | $22.5M | -- | -- |
DateAug 2021
Total AUM$620.9M
Discretionary$324.7M
Non-Disc.$296.1M
Employees106
Clients0
DateMar 2021
Total AUM$620.9M
Discretionary$324.7M
Non-Disc.$296.1M
Employees106
Clients0
DateJan 2021
Total AUM$569.6M
Discretionary$248.9M
Non-Disc.$320.6M
Employees72
Clients2
DateNov 2020
Total AUM$569.6M
Discretionary$248.9M
Non-Disc.$320.6M
Employees72
Clients2
DateOct 2020
Total AUM$501.4M
Discretionary$199.4M
Non-Disc.$302M
Employees72
Clients2
DateSep 2020
Total AUM$501.4M
Discretionary$199.4M
Non-Disc.$302M
Employees63
Clients2
DateJun 2020
Total AUM$501.4M
Discretionary$199.4M
Non-Disc.$302M
Employees63
Clients2
DateMar 2020
Total AUM$501.4M
Discretionary$199.4M
Non-Disc.$302M
Employees63
Clients2
DateMar 2019
Total AUM$363.2M
Discretionary$156.7M
Non-Disc.$206.5M
Employees59
Clients0
DateOct 2018
Total AUM$359.4M
Discretionary$150.4M
Non-Disc.$208.9M
Employees60
Clients1
DateSep 2018
Total AUM$359.4M
Discretionary$150.4M
Non-Disc.$208.9M
Employees60
Clients1
DateJun 2018
Total AUM$359.4M
Discretionary$150.4M
Non-Disc.$208.9M
Employees60
Clients1
DateMay 2018
Total AUM$359.4M
Discretionary$150.4M
Non-Disc.$208.9M
Employees60
Clients1
DateMar 2018
Total AUM$359.4M
Discretionary$150.4M
Non-Disc.$208.9M
Employees60
Clients1
DateNov 2017
Total AUM$338.9M
Discretionary$151.2M
Non-Disc.$187.7M
Employees62
Clients0
DateMar 2017
Total AUM$289.1M
Discretionary$123.7M
Non-Disc.$165.5M
Employees62
Clients900
DateSep 2016
Total AUM$262.8M
Discretionary$117.4M
Non-Disc.$145.4M
Employees71
Clients900
DateMay 2016
Total AUM$262.8M
Discretionary$117.4M
Non-Disc.$145.4M
Employees71
Clients900
DateMar 2016
Total AUM$262.8M
Discretionary$117.4M
Non-Disc.$145.4M
Employees71
Clients900
DateNov 2015
Total AUM$286.2M
Discretionary$136.8M
Non-Disc.$149.4M
Employees78
Clients900
DateNov 2015
Total AUM$286.2M
Discretionary$136.8M
Non-Disc.$149.4M
Employees78
Clients900
DateJul 2015
Total AUM$286.2M
Discretionary$136.8M
Non-Disc.$149.4M
Employees78
Clients900
DateApr 2015
Total AUM$273.9M
Discretionary$130.9M
Non-Disc.$143M
Employees77
Clients900
DateMar 2015
Total AUM$266.1M
Discretionary$131.4M
Non-Disc.$134.7M
Employees77
Clients900
DateSep 2014
Total AUM$265.8M
Discretionary$131.3M
Non-Disc.$134.5M
Employees81
Clients900
DateSep 2014
Total AUM$265.8M
Discretionary$131.3M
Non-Disc.$134.5M
Employees81
Clients900
DateMar 2014
Total AUM$265.8M
Discretionary$131.3M
Non-Disc.$134.5M
Employees81
Clients900
DateMar 2014
Total AUM$265.8M
Discretionary$131.3M
Non-Disc.$134.5M
Employees81
Clients900
DateNov 2013
Total AUM$278.7M
Discretionary$124M
Non-Disc.$154.7M
Employees79
Clients600
DateApr 2013
Total AUM$240.1M
Discretionary$78.4M
Non-Disc.$161.6M
Employees55
Clients600
DateNov 2012
Total AUM$156.8M
Discretionary$62.5M
Non-Disc.$94.3M
Employees60
Clients700
DateOct 2012
Total AUM$156.8M
Discretionary$62.5M
Non-Disc.$94.3M
Employees51
Clients700
DateAug 2012
Total AUM$156.8M
Discretionary$62.5M
Non-Disc.$94.3M
Employees51
Clients700
DateJun 2012
Total AUM$156.8M
Discretionary$62.5M
Non-Disc.$94.3M
Employees51
Clients700
DateMar 2012
Total AUM$156.8M
Discretionary$62.5M
Non-Disc.$94.3M
Employees51
Clients700
DateNov 2011
Total AUM$139.9M
Discretionary$55.1M
Non-Disc.$84.8M
Employees51
Clients251
DateAug 2011
Total AUM$139.9M
Discretionary$55.1M
Non-Disc.$84.8M
Employees51
Clients--
DateApr 2011
Total AUM$139.9M
Discretionary$55.1M
Non-Disc.$84.8M
Employees51
Clients--
DateMar 2011
Total AUM$139.9M
Discretionary$55.1M
Non-Disc.$84.8M
Employees51
Clients--
DateMar 2010
Total AUM$106.6M
Discretionary$41.6M
Non-Disc.$65M
Employees51
Clients--
DateOct 2009
Total AUM$84.7M
Discretionary$31.4M
Non-Disc.$53.2M
Employees51
Clients--
DateMar 2009
Total AUM$84.7M
Discretionary$31.4M
Non-Disc.$53.2M
Employees51
Clients--
DateMar 2009
Total AUM$155.1M
Discretionary$14.8M
Non-Disc.$140.3M
Employees51
Clients--
DateMar 2008
Total AUM$155.1M
Discretionary$14.8M
Non-Disc.$140.3M
Employees51
Clients--
DateMar 2007
Total AUM$95.7M
Discretionary$19.7M
Non-Disc.$76M
Employees51
Clients--
DateJan 2007
Total AUM$33M
Discretionary$7M
Non-Disc.$26M
Employees--
Clients--
DateMar 2006
Total AUM$33M
Discretionary$7M
Non-Disc.$26M
Employees--
Clients--
DateFeb 2006
Total AUM$33M
Discretionary$7M
Non-Disc.$26M
Employees--
Clients--
DateFeb 2006
Total AUM$33M
Discretionary$7M
Non-Disc.$26M
Employees--
Clients--
DateFeb 2006
Total AUM$33M
Discretionary$7M
Non-Disc.$26M
Employees--
Clients--
DateJan 2006
Total AUM$33M
Discretionary$7M
Non-Disc.$26M
Employees--
Clients--
DateDec 2005
Total AUM$28M
Discretionary$5.5M
Non-Disc.$22.5M
Employees--
Clients--