BANC OF AMERICA SECURITIES LLC
CRD #26091 SEC #801-54997 NEW YORK, NY 212-583-8539
SEC Registered Broker-Dealer
Total AUM
$90.2M
Discretionary
$90.2M
Employees
251
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| AUGUSTINE, PAT JOSEPH | I | MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BERKERY, THOMAS GERARD | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BRILLE, BRIAN JOSEPH | I | MANAGER | NA | Control |
| BROWN, EDWARD JOHN III | I | CHAIRMAN, CEO AND PRESIDENT - MANAGER | NA | Control |
| BROWN, EDWARD JOHN III | I | CHAIRMAN & CEO, MANAGER | NA | Control |
| BROWN, EDWARD JOHN III | I | CEO, MANAGER | NA | Control |
| BROWN, EDWARD JOHN III | I | CHAIRMAN & CEO, MANAGER | NA | Control |
| BROWN, EDWARD JOHN III | I | CHAIRMAN & CEO, MANAGER | NA | Control |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER & GENERAL COUNSEL | NA | |
| CARTER, C EDWARD JR | I | MANAGER | NA | Control |
| CARTER, C EDWARD JR | I | MANAGER | NA | Control |
| COTTY, NEIL ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COTTY, NEIL ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| CURNUTT, DEAN CARL | I | SROP | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGER/COO | NA | Control |
| DOMINICK, PAULA ANN | I | MANAGER/COO | NA | Control |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGER/COO | NA | Control |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| DOMINICK, PAULA ANN | I | MANAGING DIRECTOR | NA | |
| ELLISON, GEORGE G | I | MANAGER | NA | Control |
| ELLISON, GEORGE G | I | MANAGER | NA | Control |
| ELLISON, GEORGE G | I | MANAGER | NA | Control |
| FAUGHNAN, VINCENT MARTIN | I | CCO | NA | |
| FAUGHNAN, VINCENT MARTIN | I | CCO | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOETZ, WENDY ELIZABETH | I | CROP | NA | |
| GOLDIEMORRISON, DUNCAN ERLING | I | MANAGER | NA | Control |
| GOLDIEMORRISON, DUNCAN ERLING | I | MANAGER | NA | Control |
| GOMEZ DE MOLINA, ALVARO A. | I | CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| GOMEZ DE MOLINA, ALVARO A. | I | CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| GOMEZ DE MOLINA, ALVARO A. | I | CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| GOMEZ DE MOLINA, ALVARO A. | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & MANAGER | NA | Control |
| GOMEZ DE MOLINA, ALVARO A. | I | CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GREENER, GEOFFREY STEPHEN | I | MANAGING DIRECTOR | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER | NA | |
| HODGES, WILLIAM ANDREW | I | MANAGER | NA | Control |
| HODGES, WILLIAM ANDREW | I | MANAGER | NA | Control |
| HODGES, WILLIAM ANDREW | I | MANAGER | NA | Control |
| HODGES, WILLIAM ANDREW | I | MANAGER | NA | Control |
| HOGAN, ROBERT REGIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOGAN, ROBERT REGIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOGAN, ROBERT REGIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOGAN, ROBERT REGIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOGAN, ROBERT REGIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| JABLANSKY, PAUL ERIC | I | MANAGING DIRECTOR | NA | |
| KAMAT, AASHISH MR | I | CFO | NA | |
| KAMAT, AASHISH MR | I | CFO | NA | |
| KAMAT, AASHISH MR | I | CFO | NA | |
| KAMAT, AASHISH MR | I | CFO | NA | |
| KAMAT, AASHISH MR | I | CFO | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| KONEFAL, RICHARD EUGENE | I | CROP | NA | |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN & MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN & MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN & MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN & MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | PRESIDENT, MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | PRESIDENT, MANAGER | NA | Control |
| MCCLELLAND, WILLIAM CARTER | I | CHAIRMAN & MANAGER | NA | Control |
| MEYER, MICHAEL WILLIAM | I | MANAGER | NA | Control |
| MEYER, MICHAEL WILLIAM | I | MANAGER | NA | Control |
| MEYER, MICHAEL WILLIAM | I | MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CO-CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CO-CEO/MANAGER | NA | Control |
| MONTAG, THOMAS KELL | I | CEO/MANAGER | NA | Control |
| MOYNIHAN, BRIAN THOMAS | I | CHAIRMAN OF THE BOARD/CEO/MANAGER | NA | Control |
| MOYNIHAN, BRIAN THOMAS | I | CHAIRMAN OF THE BOARD/CEO/MANAGER | NA | Control |
| MOYNIHAN, BRIAN THOMAS | I | CHAIRMAN OF THE BOARD/CO-CEO/MANAGER | NA | Control |
| MOYNIHAN, BRIAN THOMAS | I | CHAIRMAN OF THE BOARD/CO-CEO/MANAGER | NA | Control |
| MOYNIHAN, BRIAN THOMAS | I | CHAIRMAN OF THE BOARD/CEO/MANAGER | NA | Control |
| MURPHY, FRANK JOHN JR | I | CLO | NA | |
| MURPHY, FRANK JOHN JR | I | CLO | NA | |
| MURPHY, FRANK JOHN JR | I | CLO | NA | |
| OKELLY, CIARAN THOMAS | I | MANAGER | NA | Control |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| PRESTON, DOUGLAS G | I | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CFO | NA | |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUTUB, ROBERT | I | CFO | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADEST, MICHAEL BENJAMIN | I | CHIEF COMPLIANCE OFFICER-BROKER DEALER | NA | |
| READHEAD, LAURA ELIZABETH | I | CFO | NA | |
| READHEAD, LAURA ELIZABETH | I | CFO | NA | |
| REYMANN, LUCILLE E | I | CLO | NA | |
| REYMANN, LUCILLE E | I | CLO | NA | |
| REYMANN, LUCILLE E | I | CLO | NA | |
| REYMANN, LUCILLE E | I | CLO | NA | |
| SANDELMAN, JONATHAN EVERETT | I | SROP | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & MANAGER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | PRESIDENT & INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| SANDELMAN, JONATHAN EVERETT | I | SROP | NA | |
| SANDELMAN, JONATHAN EVERETT | I | SROP | NA | |
| SONTAG, DANIEL CHRISTOPHER | I | MANAGER | NA | Control |
| SONTAG, DANIEL CHRISTOPHER | I | MANAGER | NA | Control |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| STRAUBEL, MARK CARL | I | CROP | NA | |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TERLIZZI, LOUIS THOMAS | I | CHIEF OPERATIONS OFFICER | NA | |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| THOMPSON, BRUCE ROBERT | I | MANAGER | NA | Control |
| VIJAYAKUMAR, KUMARAN | I | SROP | NA | |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | PRESIDENT/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | PRESIDENT/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | PRESIDENT/MANAGER | NA | Control |
| WERNER, MARK BLACK | I | PRESIDENT/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WHITE, THOMAS GREGORY | I | MANAGER | NA | Control |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILKINSON, BENEDICT JAMES LUIS | I | SROP | NA | |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER, CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | INTERIM CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| WILLIAMS, CHARLES MASON JR | I | CHIEF ADMINISTRATIVE OFFICER & MANAGER | NA | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | DE | PARENT/MEMBER | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | N/A | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | N/A | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | N/A | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | N/A | E | Control |
| NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDING CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDING CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | NATIONSBANC MONTGOMERY HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANC OF AMERICA SECURITIES HOLDINGS CORPORATION | E | Control |
Registrations
Federal
IA
Feb 23, 2007 REGISTERED
Notice Filings (36)
AR AZ CA CT FL GA HI IA ID IL KS LA MA MD ME MI MN MO MS MT NC NH NM NV NY PA PR RI TN TX UT VA VT WA WI WV
Address
9 WEST 57TH STREETSECOND FLOOR-MEZZANINE LEVEL
NEW YORK, NY 10019-2701
USA
Phone: 212-583-8539