THE GARBACZ GROUP INC.
CRD #26104 SEC #801-67045 ST. LOUIS, MO 314-991-1303
SEC Registered Broker-Dealer
Total AUM
$24.7M
Discretionary
$24.7M
Employees
1
Clients
--
Accounts
86
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Feb 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARBACZ, DANIEL JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | |
| GARBACZ, JOSEPH ALBERT | I | PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBACZ, JOSEPH ALBERT | I | PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBACZ, JOSEPH ALBERT | I | PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBACZ, JOSEPH ALBERT | I | PRESIDENT | NA | Control |
| JOSEPHA A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | DE | OWNER/TRUSTEE | E | |
| JOSEPHA A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | DE | OWNER/TRUSTEE | E | |
| JOSEPHA A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | DE | OWNER/TRUSTEE | E | |
| JOSEPHA A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | DE | OWNER/TRUSTEE | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GARBACZ, JOSEPH ALBERT | I | JOSEPH A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | E | Control |
| GARBACZ, JOSEPH ALBERT | I | JOSEPH A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | E | Control |
| GARBACZ, JOSEPH ALBERT | I | JOSEPH A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | E | Control |
| GARBACZ, JOSEPH ALBERT | I | JOSEPH A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | E | Control |
Registrations
Federal
IA
Feb 7, 2012 REGISTERED
Notice Filings (1)
MO
Address
655 CRAIG ROADSUITE 104
ST. LOUIS, MO 63141
United States
Phone: 314-991-1303