EQUITY SERVICES, INC.
Legal name: ESI FINANCIAL ADVISORS
CRD #265 SEC #801-41722 MONTPELIER, VT 800-344-7437
SEC Registered Broker-Dealer Disclosures
Total AUM
$2.5B
Discretionary
$527.1M
Employees
470
Clients
101
Accounts
12,116
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| Sep 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| Sep 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| Jul 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| Jun 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| May 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| Mar 2025 | $2.5B | $527.1M | $1.9B | 470 | 184 |
| Jan 2025 | $2.1B | $636.9M | $1.5B | 450 | 204 |
| Dec 2024 | $2.1B | $636.9M | $1.5B | 450 | 204 |
| Jul 2024 | $2.1B | $636.9M | $1.5B | 450 | 204 |
| Apr 2024 | $2.1B | $636.9M | $1.5B | 450 | 204 |
| Apr 2024 | $2.1B | $636.9M | $1.5B | 450 | 204 |
| Oct 2023 | $1.9B | $527.1M | $1.3B | 440 | 480 |
| Apr 2023 | $1.9B | $527.1M | $1.3B | 440 | 480 |
| Mar 2023 | $1.9B | $527.1M | $1.3B | 440 | 480 |
| Feb 2023 | $2.2B | $624.3M | $1.6B | 440 | 390 |
| Oct 2022 | $2.2B | $624.3M | $1.6B | 440 | 390 |
| Jul 2022 | $2.2B | $624.3M | $1.6B | 440 | 390 |
| Apr 2022 | $2.2B | $624.3M | $1.6B | 440 | 390 |
| Mar 2022 | $2.2B | $624.3M | $1.6B | 440 | 390 |
| Jan 2022 | $1.8B | $262M | $1.5B | 440 | 170 |
| Jul 2021 | $1.8B | $262M | $1.5B | 440 | 170 |
| Jun 2021 | $1.8B | $262M | $1.5B | 440 | 170 |
| Apr 2021 | $1.8B | $262M | $1.5B | 440 | 170 |
| Mar 2021 | $1.8B | $262M | $1.5B | 440 | 170 |
| Feb 2021 | $1.5B | $184M | $1.3B | 420 | 140 |
| Dec 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Dec 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Oct 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Sep 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Aug 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Jun 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Mar 2020 | $1.5B | $184M | $1.3B | 420 | 140 |
| Feb 2020 | $1.3B | $151M | $1.1B | 420 | 240 |
| Oct 2019 | $1.3B | $151M | $1.1B | 420 | 240 |
| Sep 2019 | $1.3B | $151M | $1.1B | 420 | 240 |
| May 2019 | $1.3B | $151M | $1.1B | 420 | 240 |
| May 2019 | $1.3B | $151M | $1.1B | 420 | 240 |
| Mar 2019 | $1.3B | $151M | $1.1B | 420 | 240 |
| Feb 2019 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Jan 2019 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Jan 2019 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Sep 2018 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Aug 2018 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| May 2018 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Apr 2018 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Mar 2018 | $1.3B | $153.2M | $1.1B | 400 | 410 |
| Feb 2018 | $1.1B | $76M | $1B | 370 | 410 |
| Jan 2018 | $1.1B | $76M | $1B | 370 | 410 |
| Jan 2018 | $1.1B | $76M | $1B | 370 | 410 |
| Sep 2017 | $1.1B | $76M | $1B | 370 | 5,200 |
| Sep 2017 | $1.1B | $76M | $1B | 370 | 5,200 |
| Aug 2017 | $1.1B | $76M | $1B | 370 | 5,200 |
| Jul 2017 | $1.1B | $76M | $1B | 370 | 5,200 |
| Mar 2017 | $1.1B | $76M | $1B | 370 | 5,200 |
| Sep 2016 | $974.6M | $0 | $974.6M | 400 | 5,400 |
| May 2016 | $974.6M | $0 | $974.6M | 400 | 5,400 |
| Mar 2016 | $927.2M | $0 | $927.2M | 400 | 5,400 |
| Feb 2016 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Feb 2016 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Feb 2016 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Dec 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Nov 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Sep 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Sep 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Jun 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Apr 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Mar 2015 | $974.4M | $0 | $974.4M | 400 | 5,700 |
| Jan 2015 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Dec 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Nov 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Sep 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Aug 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Aug 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| May 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Apr 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Mar 2014 | $924.2M | $0 | $924.2M | 380 | 5,500 |
| Feb 2014 | $824.7M | $0 | $824.7M | 360 | 5,800 |
| Jan 2014 | $824.7M | $0 | $824.7M | 360 | 5,800 |
| Nov 2013 | $824.7M | $0 | $824.7M | 360 | 5,800 |
| Oct 2013 | $824.7M | $0 | $824.7M | 360 | 5,800 |
| Oct 2013 | $824.7M | $0 | $824.7M | 360 | 5,800 |
| Mar 2013 | $824.7M | $0 | $824.7M | 360 | 5,800 |
| Dec 2012 | $728.3M | $0 | $728.3M | 375 | 4,900 |
| Nov 2012 | $728.3M | $0 | $728.3M | 375 | 4,900 |
| Aug 2012 | $728.3M | $0 | $728.3M | 251 | 4,900 |
| Apr 2012 | $728.3M | $0 | $728.3M | 251 | 4,900 |
| Mar 2012 | $728.3M | $0 | $728.3M | 251 | 4,900 |
| Dec 2011 | $881.8M | $0 | $881.8M | 251 | 6,000 |
| Nov 2011 | $881.8M | $0 | $881.8M | 251 | 6,000 |
| Aug 2011 | $881.8M | $0 | $881.8M | 251 | -- |
| Jul 2011 | $881.8M | $0 | $881.8M | 251 | -- |
| Mar 2011 | $881.8M | $0 | $881.8M | 251 | -- |
| Feb 2011 | $887M | $0 | $887M | 251 | -- |
| Dec 2010 | $887M | $0 | $887M | 251 | -- |
| Aug 2010 | $887M | $0 | $887M | 251 | -- |
| Jul 2010 | $887M | $0 | $887M | 251 | -- |
| Jan 2008 | $1.4B | $0 | $1.4B | 501 | -- |
| Nov 2007 | $1.2B | $0 | $1.2B | 501 | -- |
| May 2007 | $1.2B | $0 | $1.2B | 501 | -- |
| Mar 2007 | $1.2B | $0 | $1.2B | 501 | -- |
| Jan 2007 | $1.2B | $0 | $1.2B | 501 | -- |
| Mar 2006 | $1.2B | $0 | $1.2B | 501 | -- |
| Jan 2006 | $1B | $0 | $1B | 501 | -- |
| Jun 2005 | $1B | $0 | $1B | 501 | -- |
| May 2005 | $1B | $0 | $1B | 501 | -- |
| Aug 2004 | $657.9M | $0 | $657.9M | 501 | -- |
| Jul 2004 | $657.9M | $0 | $657.9M | 501 | -- |
| Dec 2003 | $477M | $0 | $477M | 251 | -- |
| Oct 2003 | $477M | $0 | $477M | 251 | -- |
| Mar 2002 | $375M | $0 | $375M | 251 | -- |
| May 2001 | $201M | $0 | $201M | 251 | -- |
DateSep 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateSep 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateSep 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateJul 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateJun 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateMay 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateMar 2025
Total AUM$2.5B
Discretionary$527.1M
Non-Disc.$1.9B
Employees470
Clients184
DateJan 2025
Total AUM$2.1B
Discretionary$636.9M
Non-Disc.$1.5B
Employees450
Clients204
DateDec 2024
Total AUM$2.1B
Discretionary$636.9M
Non-Disc.$1.5B
Employees450
Clients204
DateJul 2024
Total AUM$2.1B
Discretionary$636.9M
Non-Disc.$1.5B
Employees450
Clients204
DateApr 2024
Total AUM$2.1B
Discretionary$636.9M
Non-Disc.$1.5B
Employees450
Clients204
DateApr 2024
Total AUM$2.1B
Discretionary$636.9M
Non-Disc.$1.5B
Employees450
Clients204
DateOct 2023
Total AUM$1.9B
Discretionary$527.1M
Non-Disc.$1.3B
Employees440
Clients480
DateApr 2023
Total AUM$1.9B
Discretionary$527.1M
Non-Disc.$1.3B
Employees440
Clients480
DateMar 2023
Total AUM$1.9B
Discretionary$527.1M
Non-Disc.$1.3B
Employees440
Clients480
DateFeb 2023
Total AUM$2.2B
Discretionary$624.3M
Non-Disc.$1.6B
Employees440
Clients390
DateOct 2022
Total AUM$2.2B
Discretionary$624.3M
Non-Disc.$1.6B
Employees440
Clients390
DateJul 2022
Total AUM$2.2B
Discretionary$624.3M
Non-Disc.$1.6B
Employees440
Clients390
DateApr 2022
Total AUM$2.2B
Discretionary$624.3M
Non-Disc.$1.6B
Employees440
Clients390
DateMar 2022
Total AUM$2.2B
Discretionary$624.3M
Non-Disc.$1.6B
Employees440
Clients390
DateJan 2022
Total AUM$1.8B
Discretionary$262M
Non-Disc.$1.5B
Employees440
Clients170
DateJul 2021
Total AUM$1.8B
Discretionary$262M
Non-Disc.$1.5B
Employees440
Clients170
DateJun 2021
Total AUM$1.8B
Discretionary$262M
Non-Disc.$1.5B
Employees440
Clients170
DateApr 2021
Total AUM$1.8B
Discretionary$262M
Non-Disc.$1.5B
Employees440
Clients170
DateMar 2021
Total AUM$1.8B
Discretionary$262M
Non-Disc.$1.5B
Employees440
Clients170
DateFeb 2021
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateDec 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateDec 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateOct 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateSep 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateAug 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateJun 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateMar 2020
Total AUM$1.5B
Discretionary$184M
Non-Disc.$1.3B
Employees420
Clients140
DateFeb 2020
Total AUM$1.3B
Discretionary$151M
Non-Disc.$1.1B
Employees420
Clients240
DateOct 2019
Total AUM$1.3B
Discretionary$151M
Non-Disc.$1.1B
Employees420
Clients240
DateSep 2019
Total AUM$1.3B
Discretionary$151M
Non-Disc.$1.1B
Employees420
Clients240
DateMay 2019
Total AUM$1.3B
Discretionary$151M
Non-Disc.$1.1B
Employees420
Clients240
DateMay 2019
Total AUM$1.3B
Discretionary$151M
Non-Disc.$1.1B
Employees420
Clients240
DateMar 2019
Total AUM$1.3B
Discretionary$151M
Non-Disc.$1.1B
Employees420
Clients240
DateFeb 2019
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateJan 2019
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateJan 2019
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateSep 2018
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateAug 2018
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateMay 2018
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateApr 2018
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateMar 2018
Total AUM$1.3B
Discretionary$153.2M
Non-Disc.$1.1B
Employees400
Clients410
DateFeb 2018
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients410
DateJan 2018
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients410
DateJan 2018
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients410
DateSep 2017
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients5,200
DateSep 2017
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients5,200
DateAug 2017
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients5,200
DateJul 2017
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients5,200
DateMar 2017
Total AUM$1.1B
Discretionary$76M
Non-Disc.$1B
Employees370
Clients5,200
DateSep 2016
Total AUM$974.6M
Discretionary$0
Non-Disc.$974.6M
Employees400
Clients5,400
DateMay 2016
Total AUM$974.6M
Discretionary$0
Non-Disc.$974.6M
Employees400
Clients5,400
DateMar 2016
Total AUM$927.2M
Discretionary$0
Non-Disc.$927.2M
Employees400
Clients5,400
DateFeb 2016
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateFeb 2016
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateFeb 2016
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateDec 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateNov 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateSep 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateSep 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateJun 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateApr 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateMar 2015
Total AUM$974.4M
Discretionary$0
Non-Disc.$974.4M
Employees400
Clients5,700
DateJan 2015
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateDec 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateNov 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateSep 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateAug 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateAug 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateMay 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateApr 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateMar 2014
Total AUM$924.2M
Discretionary$0
Non-Disc.$924.2M
Employees380
Clients5,500
DateFeb 2014
Total AUM$824.7M
Discretionary$0
Non-Disc.$824.7M
Employees360
Clients5,800
DateJan 2014
Total AUM$824.7M
Discretionary$0
Non-Disc.$824.7M
Employees360
Clients5,800
DateNov 2013
Total AUM$824.7M
Discretionary$0
Non-Disc.$824.7M
Employees360
Clients5,800
DateOct 2013
Total AUM$824.7M
Discretionary$0
Non-Disc.$824.7M
Employees360
Clients5,800
DateOct 2013
Total AUM$824.7M
Discretionary$0
Non-Disc.$824.7M
Employees360
Clients5,800
DateMar 2013
Total AUM$824.7M
Discretionary$0
Non-Disc.$824.7M
Employees360
Clients5,800
DateDec 2012
Total AUM$728.3M
Discretionary$0
Non-Disc.$728.3M
Employees375
Clients4,900
DateNov 2012
Total AUM$728.3M
Discretionary$0
Non-Disc.$728.3M
Employees375
Clients4,900
DateAug 2012
Total AUM$728.3M
Discretionary$0
Non-Disc.$728.3M
Employees251
Clients4,900
DateApr 2012
Total AUM$728.3M
Discretionary$0
Non-Disc.$728.3M
Employees251
Clients4,900
DateMar 2012
Total AUM$728.3M
Discretionary$0
Non-Disc.$728.3M
Employees251
Clients4,900
DateDec 2011
Total AUM$881.8M
Discretionary$0
Non-Disc.$881.8M
Employees251
Clients6,000
DateNov 2011
Total AUM$881.8M
Discretionary$0
Non-Disc.$881.8M
Employees251
Clients6,000
DateAug 2011
Total AUM$881.8M
Discretionary$0
Non-Disc.$881.8M
Employees251
Clients--
DateJul 2011
Total AUM$881.8M
Discretionary$0
Non-Disc.$881.8M
Employees251
Clients--
DateMar 2011
Total AUM$881.8M
Discretionary$0
Non-Disc.$881.8M
Employees251
Clients--
DateFeb 2011
Total AUM$887M
Discretionary$0
Non-Disc.$887M
Employees251
Clients--
DateDec 2010
Total AUM$887M
Discretionary$0
Non-Disc.$887M
Employees251
Clients--
DateAug 2010
Total AUM$887M
Discretionary$0
Non-Disc.$887M
Employees251
Clients--
DateJul 2010
Total AUM$887M
Discretionary$0
Non-Disc.$887M
Employees251
Clients--
DateJan 2008
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees501
Clients--
DateNov 2007
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateMay 2007
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateMar 2007
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateJan 2007
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateMar 2006
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateJan 2006
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees501
Clients--
DateJun 2005
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees501
Clients--
DateMay 2005
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees501
Clients--
DateAug 2004
Total AUM$657.9M
Discretionary$0
Non-Disc.$657.9M
Employees501
Clients--
DateJul 2004
Total AUM$657.9M
Discretionary$0
Non-Disc.$657.9M
Employees501
Clients--
DateDec 2003
Total AUM$477M
Discretionary$0
Non-Disc.$477M
Employees251
Clients--
DateOct 2003
Total AUM$477M
Discretionary$0
Non-Disc.$477M
Employees251
Clients--
DateMar 2002
Total AUM$375M
Discretionary$0
Non-Disc.$375M
Employees251
Clients--
DateMay 2001
Total AUM$201M
Discretionary$0
Non-Disc.$201M
Employees251
Clients--