RIA Intelligence

AXIOM CAPITAL MANAGEMENT, INC.

CRD #26580 SEC #801-61632 NEW YORK, NY 212-521-3800
SEC Registered Broker-Dealer
Total AUM
$38.4M
Discretionary
$38.4M
Employees
51
Clients
0
Accounts
76

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 2, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HOROWITZ, SIDNEYITRADERNA
KWARTA, ROMAN CHRISTOPHERIHEAD TRADERNA
KWARTA, ROMAN CHRISTOPHERIHEAD TRADERNA
KWARTA, ROMAN CHRISTOPHERIHEAD TRADERNA
MAKSUDIAN, WILLIAMIFINOPNA
MAKSUDIAN, WILLIAMIFINOPNA
MAKSUDIAN, WILLIAMIFINOPNA
MAKSUDIAN, WILLIAMIFINOPNA Control
MILLER, ERIC LEEICROPNA
MILLER, ERIC LEEICROPNA
WILSON, MARIAIEX VPNA
WILSON, MARIAICCONA
WILSON, MARIAIEX VPNA
WILSON, MARIAICCONA
WILSON, MARIAIEX VPNA
WILSON, MARIAICCONA
WILSON, MARIAICCO,EX VPNA Control
DALTON, LIAM FRANCISIDIRECTOR/GP/FINOP/MUNI/SROPE Control
DALTON, LIAM FRANCISICEOE Control
DALTON, LIAM FRANCISIDIRECTOR/GP/FINOP/MUNI/SROPE Control
DALTON, LIAM FRANCISICEOE Control
DALTON, LIAM FRANCISIDIRECTOR/GP/FINOP/MUNI/SROP/CROPE Control
DALTON, LIAM FRANCISICEOE Control
DALTON, LIAM FRANCISIPRESIDENT/DIRECTOR/GP/FINOP/MUNI/SROP/CROPE Control
MARTINO, MARK DAVIDIGPB Control
MARTINO, MARK DAVIDIPRESIDENTB Control
MARTINO, MARK DAVIDIGPB Control
MARTINO, MARK DAVIDIPRESIDENTB Control
MARTINO, MARK DAVIDIGPB Control
MARTINO, MARK DAVIDIPRESIDENTB Control
MARTINO, MARK DAVIDISR. VP/GPB Control

Registrations

Federal

IA
Nov 2, 2005 REGISTERED

Notice Filings (3)

CA FL NY

Address

780 THIRD AVE
43RD FLOOR
NEW YORK, NY 10017-2024
USA
Phone: 212-521-3800