QUINT CAPITAL CORPORATION
Legal name: QUINT CAPITAL MANAGEMENT
CRD #26586 SEC #801-128990 NEW YORK, NY 212-682-5090
SEC Registered Broker-Dealer
Total AUM
$162.1M
Discretionary
$63.9M
Employees
16
Clients
0
Accounts
98
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 16, 2025
- Branch Offices
- 0
- LEI
- 984500CEB6F1DF72FE40
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, PETER ROSS | I | FINOP- PFO | NA | |
| HOFFMAN, PETER ROSS | I | FINOP- PFO | NA | |
| HOFFMAN, PETER ROSS | I | FINOP- PFO | NA | |
| KURIA, KATHY JONES | I | CCO | NA | |
| KURIA, KATHY JONES | I | CCO | NA | |
| PETERS, ROBERT WILLIAM | I | FINOP | NA | |
| PETERS, ROBERT WILLIAM | I | FINOP | NA | |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| QUINT, ALEXANDER NORMAN | I | CEO | NA | Control |
| RAMIREZ, RUBEN RENE JR | I | FIRM PRINCIPAL/SALES SUPERVISORS/AML CO | NA | Control |
| RAMIREZ, RUBEN RENE JR | I | FIRM PRINCIPAL/SALES SUPERVISORS/AML CO | NA | Control |
| RAMIREZ, RUBEN RENE JR | I | FIRM PRINCIPAL/SALES SUPERVISORS/AML CO | NA | Control |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| SNYDER, RICKY LYNN | I | MUNICPAL PRINCIPAL | NA | |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
| QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| QUINT, ALEXANDER NORMAN | I | QCAP HOLDINGS LLC (FORMERLY QUINT CAPITAL LLC) | E | Control |
| QUINT, ALEXANDER NORMAN | I | QCAP HOLDINGS LLC (FORMERLY QUINT CAPITAL LLC) | E | Control |
| QUINT, ALEXANDER NORMAN | I | QCAP HOLDINGS LLC (FORMERLY QUINT CAPITAL LLC) | E | Control |
| QUINT, ALEXANDER NORMAN | I | QCAP HOLDINGS LLC (FORMERLY QUINT CAPITAL LLC) | E | Control |
| QUINT, ALEXANDER NORMAN | I | QCAP HOLDINGS LLC (FORMERLY QUINT CAPITAL LLC) | E | Control |
| QUINT, ALEXANDER NORMAN | I | QCAP HOLDINGS LLC (FORMERLY QUINT CAPITAL LLC) | E | Control |
Registrations
Federal
IA
Sep 16, 2025 REGISTERED
Notice Filings (7)
CA CT FL LA NH NJ NY
Address
230 PARK AVE - 361WNEW YORK, NY 10169
United States
Phone: 212-682-5090