HAPOALIM SECURITIES USA, INC.
Legal name: INVESTEC ERNST & COMPANY, INC.
CRD #266 SEC #801-70874 NEW YORK, NY 212-898-6238
SEC Registered Broker-Dealer
Total AUM
$25M
Discretionary
$25M
Employees
10
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVIV, AMIR | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| BRUNSTEIN, NIR | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| CICIO, WILLIAM FRANCIS | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| GUTLER, RON | I | NON-EMPLOYEE DIRECTOR | NA | |
| KIRSCHNER, IAN MITCHELL | I | GENERAL COUNSEL | NA | Control |
| LAIKIND, JEFFREY | I | NON-EMPLOYEE DIRECTOR | NA | |
| MURABITO, JOHN JAMES | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| PARAGGIO, STEVEN JOHN | I | CHIEF FINANCIAL OFFICER/DIRECTOR | NA | Control |
| VENEZIA, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAPOALIM USA HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK HAPOALIM B.M. | FE | ZOHAR HASHEMESH LE'HASHKAOT LTD. | E | Control |
| ZOHAR HASHEMESH LE'HASHKGOT LTD. | FE | HAPOALIM U.S.A. HOLDING COMPANY, INC. | E | Control |
Registrations
Federal
IA
Apr 30, 2010 REGISTERED
Notice Filings (1)
NY
Address
ONE BATTERY PARK PLAZANEW YORK, NY 10004
United States
Phone: 212-898-6238