WINDOW ROCK CAPITAL PARTNERS LLC
CRD #269952 SEC #801-107527 GILBERT, AZ 480-336-9730
SEC Registered Private Funds
Total AUM
$77.2M
Discretionary
$77.2M
Employees
12
Clients
--
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| CARDON, PATRICK, RENEER | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| GRUENEWALD, BONITA, ROBYN | I | CHIEF COMPLIANCE OFFICER, CONTROLLER | NA | |
| JONAS, JASON, RYAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAREKH, KETAN | I | MANAGING DIRECTOR | NA | Control |
| PAREKH, KETAN | I | MANAGING DIRECTOR | NA | Control |
| PAREKH, KETAN, S | I | MANAGING DIRECTOR | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| PETTIFORD, JEFFREY, LOUIS | I | MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | NA | Control |
| SCHOPPET, MICHAEL, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHOPPET, MICHAEL, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHOPPET, MICHAEL, LOUIS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF FINANCE AND FUND REPORTING | NA | Control |
| SCHOPPET, MICHAEL, LOUIS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF FINANCE AND FUND REPORTING | NA | Control |
| CAPITAL ROCK HOLDINGS, LLC | DE | MEMBER | E | Control |
| CAPITAL ROCK HOLDINGS, LLC | DE | MEMBER | E | Control |
| CAPITAL ROCK HOLDINGS, LLC | DE | MEMBER | E | Control |
| CAPITAL ROCK HOLDINGS, LLC | DE | MEMBER | E | Control |
| CAPITAL ROCK HOLDINGS, LLC | DE | MEMBER | E | Control |
| KASTLEROCK, LLC | DE | MEMBER | E | Control |
| KASTLEROCK, LLC | DE | MEMBER | E | Control |
| KASTLEROCK, LLC | DE | MEMBER | D | Control |
| FUNK, ANDREW, PAUL | I | MANAGING MEMBER | B | Control |
| JONAS, JASON, RYAN | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| JONAS, JASON, RYAN | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| JONAS, JASON, RYAN | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| SQUIRE PARTNERS, INC. | DE | MEMBER | A | Control |
| SQUIRE PARTNERS, INC. | DE | MEMBER | A | Control |
| SQUIRE PARTNERS, INC. | DE | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SQUIRE PARTNERS, INC. | DE | CAPITAL ROCK HOLDINGS, LLC | F | Control |
| SQUIRE PARTNERS, INC. | DE | CAPITAL ROCK HOLDINGS, LLC | F | Control |
| SQUIRE PARTNERS, INC. | DE | CAPITAL ROCK HOLDINGS, LLC | F | Control |
| SQUIRE PARTNERS, INC. | DE | CAPITAL ROCK HOLDINGS, LLC | F | Control |
| SQUIRE PARTNERS, INC. | DE | CAPITAL ROCK HOLDINGS, LLC | F | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| CARDON, PATRICK, RENEER | I | KASTLEROCK, LLC | E | Control |
| KASTLEROCK, LLC | DE | CAPITAL ROCK HOLDINGS, LLC | E | Control |
| KASTLEROCK, LLC | DE | CAPITAL ROCK HOLDINGS, LLC | E | Control |
| KASTLEROCK, LLC | DE | CAPITAL ROCK HOLDINGS, LLC | E | Control |
| KASTLEROCK, LLC | DE | CAPITAL ROCK HOLDINGS, LLC | E | Control |
| KASTLEROCK, LLC | DE | CAPITAL ROCK HOLDINGS, LLC | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
| PETTIFORD, JEFFREY, LOUIS | I | SQUIRE PARTNERS, INC. | E | Control |
Registrations
Federal
IA
Apr 25, 2019 REGISTERED
Notice Filings (1)
AZ
Address
2915 EAST BASELINE ROADSUITE 109
GILBERT, AZ 85234
United States
Phone: 480-336-9730