RIA Intelligence

NORTH RIDGE SECURITIES CORP.

CRD #27098 SEC #801-108451 MELVILLE, NY 631-420-4242
SEC Registered Broker-Dealer
Total AUM
$40.6M
Discretionary
$0
Employees
85
Clients
0
Accounts
76

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Sep 24, 2018
Branch Offices
8

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEVY, LOUIS MATTHEWIVP - OPERATIONSNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONSNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONS/PRINCIPALNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONS/PRINCIPALNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONSNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONS/PRINCIPALNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONS/PRINCIPALNA Control
LEVY, LOUIS MATTHEWIVP - OPERATIONS/PRINCIPALNA Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
LEVY, DANIEL ROBERTIPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCOE Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control
GRINSPAN, SANDRA JEANIEXEC. VICE PRESIDENT/MUNI BOND PRINC.B Control

Registrations

Federal

IA
Sep 24, 2018 REGISTERED

Notice Filings (3)

FL NY TX

Address

1895 WALT WHITMAN ROAD
MELVILLE, NY 11747-3031
United States
Phone: 631-420-4242