PMG SECURITIES CORPORATION
CRD #27107 SEC #801-60986 WEST PALM BEACH, FL 561-820-0019
SEC Registered Broker-Dealer
Total AUM
$220M
Discretionary
$220M
Employees
--
Clients
0
Accounts
4,200
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COGNETTI, LAURA JEANETTE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| COGNETTI, LAURA JEANETTE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| COGNETTI, LAURA JEANETTE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| COGNETTI, LAURA JEANETTE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| COGNETTI, LAURA JEANETTE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DEBNAR, LAWRENCE JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| HARLIN, JAMES LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES LACY | I | CHAIRMAN | NA | Control |
| HOCK, ROBERT WALTER | I | SROP, CROP, SENIOR VICE PRES. OF SALES | NA | Control |
| HOCK, ROBERT WALTER | I | SROP, CROP, SENIOR VICE PRES. OF SALES | NA | Control |
| HOCK, ROBERT WALTER | I | SROP, CROP, SENIOR VICE PRES. OF SALES | NA | Control |
| HOCK, ROBERT WALTER | I | SROP, CROP, SENIOR VICE PRES. OF SALES | NA | Control |
| HOCK, ROBERT WALTER | I | SROP, CROP, SENIOR VICE PRES. OF SALES | NA | Control |
| HOCK, ROBERT WALTER | I | SROP, CROP, SENIOR VICE PRES. OF SALES | NA | Control |
| JORGENSEN, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | |
| JORGENSEN, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | |
| JORGENSEN, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | |
| JORGENSEN, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | |
| JORGENSEN, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | |
| JULIAN, FRANK JOSEPH JR | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK JOSEPH JR | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK JOSEPH JR | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK JOSEPH JR | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK JOSEPH JR | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK JOSEPH JR | I | ASSISTANT SECRETARY | NA | Control |
| MCBAY, WALTER LEO JR | I | SENIOR VICE PRES., CHIEF OPERATING OFFICER | NA | Control |
| OLSON, KENNETH NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH NIELS | I | DIRECTOR | NA | Control |
| PFISTER, BRYAN DALE | I | VICE PRESIDENT | NA | Control |
| PFISTER, BRYAN DALE | I | VICE PRESIDENT, SROP, CROP | NA | Control |
| PFISTER, BRYAN DALE | I | VICE PRESIDENT, SROP, CROP | NA | Control |
| PFISTER, BRYAN DALE | I | VICE PRESIDENT, SROP, CROP | NA | Control |
| PFISTER, BRYAN DALE | I | VICE PRESIDENT, SROP, CROP | NA | Control |
| PFISTER, BRYAN DALE | I | VICE PRESIDENT, SROP, CROP | NA | Control |
| REED, ALLEN RALPH | I | ASSISTANT SECRETARY | NA | |
| REED, ALLEN RALPH | I | ASSISTANT SECRETARY | NA | |
| REED, ALLEN RALPH | I | ASSISTANT SECRETARY | NA | |
| REED, ALLEN RALPH | I | ASSISTANT SECRETARY | NA | |
| REED, ALLEN RALPH | I | ASSISTANT SECRETARY | NA | |
| REZABEK, DEBRA P | I | SECRETARY | NA | |
| REZABEK, DEBRA P | I | SECRETARY | NA | |
| REZABEK, DEBRA P | I | SECRETARY | NA | |
| REZABEK, DEBRA P | I | SECRETARY | NA | |
| REZABEK, DEBRA P | I | SECRETARY | NA | |
| RIESTERER, JAMIE L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RITTMAN, BARRY RICHARD | I | FINOP, VP | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL EMMETT | I | PRESIDENT AND DIRECTOR | NA | Control |
| TUREFF, GALE KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE MICHAEL | I | DIRECTOR | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WORF, JEFFREY ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC | DE | HOLDING COMPANY | E | Control |
| KEMPER INVESTORS LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| J.P. MORGAN CHASE & CO. | DE | BANC ONE INSURANCE HOLDINGS, INC. | E | Control |
| KEMPER CORPORATION | DE | KEMPER INVESTORS LIFE INSURANCE COMPANY | E | Control |
| ZURICH FINANCIAL SERVICES GROUP | FE | OWNS E OF AZ; OWNS = ZGH | E | Control |
| ZURICH GROUP HOLDING ("ZGH") | FE | ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA | DE | KEMPER CORPORATION | E | Control |
| ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | FE | ZURICH HOLDING COMPANY OF AMERICA | E | Control |
| ZURICH ALLIED AG | FE | ZURICH FINANCIAL SERVICES GROUP | D | Control |
| ALLIED ZURICH PLC ("AZ") | FE | ZURICH GROUP HOLDING | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC | C | Control |
Registrations
Federal
IA
Apr 9, 2002 REGISTERED
Notice Filings (26)
AZ CA CO CT FL GA IA IL KS KY MD MN MO MS NC NJ NV NY OH OK PA TN TX VA WI WV
Address
500 AUSTRALIAN AVENUE SOUTHSUITE 850
WEST PALM BEACH, FL 33401
USA
Phone: 561-820-0019