FIFTH STREET CLO MANAGEMENT LLC

CRD #273029 SEC #801-101517 GREENWICH, CT 203-681-3600

SEC Registered Private Funds

Total AUM

$726.1M

Discretionary

$726.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 7, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR, LEGAL	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, DAVID	I	CO-PRESIDENT	NA	Control
BERMAN, BERNARD, DAVID	I	CO-PRESIDENT	NA	Control
DALTON, PATRICK, JAMES	I	CO-PRESIDENT	NA	Control
DALTON, PATRICK, JAMES	I	CO-PRESIDENT	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, MITKOV	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, MITKOV	I	CHIEF INVESTMENT OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, CHARLES	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, CHARLES	I	CHIEF OPERATING OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, MATTHEW	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, MATTHEW	I	CHIEF FINANCIAL OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, MARK	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, MARK	I	CHIEF EXECUTIVE OFFICER	NA	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, MARK	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, MARK	I	FSC CT II, INC.	E	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control

Registrations

Federal

Apr 7, 2017 REGISTERED

Notice Filings (3)

CA CT TX

Address

777 WEST PUTNAM AVENUE
3RD FLOOR
GREENWICH, CT 06830
United States

Phone: 203-681-3600