REDWOOD SECURITIES GROUP, INC.
CRD #27536 SEC #801-62773 SAN FRANCISCO, CA 415-352-3700
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- May 24, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TU, KIM B | I | FIN. OP. | NA | Control |
| MUKERJI, ADITYA B | I | PRESIDENT, CEO | D | Control |
| BARRETT, MARIE LOUISE | I | PARTNER | B |
Registrations
Federal
IA
May 24, 2004 REGISTERED
Notice Filings (1)
CA
Address
600 CALIFORNIA STREET,SUITE 520
SAN FRANCISCO, CA 94108
USA
Phone: 415-352-3700