MESIROW FINANCIAL, INC.
CRD #2764 SEC #801-45315 CHICAGO, IL 800-453-0600
SEC Registered Broker-Dealer
Total AUM
$17.8M
Discretionary
$17.8M
Employees
--
Clients
0
Accounts
51
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 25, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUSSCHER, ARNOLD BRADLEY | I | MANAGING DIRECTOR, SECRETARY | NA | Control |
| BUSSCHER, ARNOLD BRADLEY | I | MANAGING DIRECTOR, SECRETARY | NA | Control |
| BUSSCHER, ARNOLD BRADLEY | I | MANAGING DIRECTOR, SECRETARY | NA | Control |
| BUSSCHER, ARNOLD BRADLEY | I | SENIOR MANAGING DIRECTOR, SECRETARY | NA | Control |
| BUSSCHER, ARNOLD BRADLEY | I | MANAGING DIRECTOR, SECRETARY | NA | Control |
| BUSSCHER, ARNOLD BRADLEY | I | MANAGING DIRECTOR, SECRETARY | NA | Control |
| BUSSCHER, ARNOLD BRADLEY | I | MANAGING DIRECTOR, SECRETARY | NA | Control |
| COHEN, LAWRENCE MICHAEL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| COHEN, LAWRENCE MICHAEL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| COHEN, LAWRENCE MICHAEL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FOURNIER, BRENDA KAYE | I | VP, DIRECTOR OF COMPLIANCE, SROP, CROP, ROP | NA | |
| FOURNIER, BRENDA KAYE | I | VP, DIRECTOR OF COMPLIANCE, SROP, CROP, ROP | NA | |
| FOURNIER, BRENDA KAYE | I | VP, DIRECTOR OF COMPLIANCE, SROP, CROP, ROP | NA | |
| FRANC, BRIAN EDWARD | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| FRANC, BRIAN EDWARD | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| FRANC, BRIAN EDWARD | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| FRANC, BRIAN EDWARD | I | CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GOLMAN, JEFFREY ALLAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| HANNENBERG, RUTH CARMEN | I | DIRECTOR | NA | Control |
| LEVINE, JEFFREY MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, LESTER ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MORRIS, LESTER ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MORRIS, LESTER ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| PASKVAN, KRISTIE PAULA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PASKVAN, KRISTIE PAULA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PASKVAN, KRISTIE PAULA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PASKVAN, KRISTIE PAULA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PASKVAN, KRISTIE PAULA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PASKVAN, KRISTIE PAULA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PRICE, RICHARD SCOTT | I | DIRECTOR | NA | Control |
| ROHN, JOANNE PALL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ROHN, JOANNE PALL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SURERUS, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| SURERUS, WILLIAM EDWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| SURERUS, WILLIAM EDWARD | I | COMPTROLLER | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| TYREE, JAMES CRAIG | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| VANDERWEELE, JULIE ELLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| YOUNG, BRUCE JAY | I | DIRECTOR, PRESIDENT | NA | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL HOLDINGS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
| MESIROW FINANCIAL SERVICES, INC. | DE | MINORITY SHAREHOLDER | B | Control |
Registrations
Federal
IA
Jun 25, 2009 REGISTERED
Notice Filings (26)
AR CA CO CT FL ID IL IN MA MD MI MN MO ND NH NJ NV NY OH OR PA SD TX VA WA WI
Address
350 N. CLARK STCHICAGO, IL 60654
United States
Phone: 800-453-0600