RICHEY ADVISORS, INC.
Legal name: RAI WEALTH MANAGEMENT
CRD #277137 SEC #801-131970 PLACENTIA, CA (714) 449-9696
SEC Registered
Total AUM
$135.9M
Discretionary
$135.9M
Employees
5
Clients
26
Accounts
493
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Oct 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIPLEY, JAMES, PATRICK | I | PRESIDENT & CCO | E | Control |
| RIPLEY, JAMES, PATRICK | I | PRESIDENT & CCO | E | Control |
| RIPLEY, JAMES, PATRICK | I | PRESIDENT & CCO | E | Control |
| RIPLEY, JAMES, PATRICK | I | PRESIDENT & CCO | E | Control |
| RIPLEY, JAMES, PATRICK | I | PRESIDENT & CCO | E | Control |
Registrations
Federal
IA
Oct 17, 2025 REGISTERED
Notice Filings (4)
AZ CA CO TX
Address
151 N. KRAEMER BLVD.SUITE 105
PLACENTIA, CA 92870
United States
Phone: (714) 449-9696