CHARTER OAK ASSET MANAGEMENT, INC.
CRD #27823 SEC #801-29853 CHESHIRE, CT 203-272-3597 X1
SEC Registered Broker-Dealer
Total AUM
$54.4M
Discretionary
$54.4M
Employees
5
Clients
--
Accounts
134
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MALIK, ROBERT STEPHEN | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| MALIK, ROBERT STEPHEN | I | PRESIDENT | E | Control |
| MALIK, ROBERT STEPHEN | I | PRESIDENT | E | Control |
| MALIK, ROBERT STEPHEN | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (1)
CT
Address
1520 HIGHLAND AVECHESHIRE, CT 06410-1276
USA
Phone: 203-272-3597 X1