TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
Legal name: TEMPLETON PRIVATE CLIENT GROUP
CRD #27884 SEC #801-38210 SAN MATEO, CA 650-312-6505
SEC Registered Broker-Dealer
Total AUM
$1.1B
Discretionary
$1.1B
Employees
--
Clients
0
Accounts
1,496
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Apr 26, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLARD, DAVID LEE | I | VICE PRESIDENT (SVP, COO & COMPLIANCE OFFICER - TPCG) | NA | Control |
| ALLARD, DAVID LEE | I | VICE PRESIDENT (SVP, COO & COMPLIANCE OFFICER - TPCG) | NA | Control |
| ALLARD, DAVID LEE | I | VICE PRESIDENT (SVP, COO & COMPLIANCE OFFICER - TPCG) | NA | Control |
| ALLARD, DAVID LEE | I | VICE PRESIDENT (SVP, COO & COMPLIANCE OFFICER - TPCG) | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| BURNS, HARMON EVAN | I | DIRECTOR/EXEC. VP | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| CORCORAN, MICHAEL JOHN | I | CHIEF FINANCIAL OFFICER/DESIGNATED FINANCIAL PRINCIPAL | NA | Control |
| DAVIS, JAMES MURRELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JAMES MURRELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JAMES MURRELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JAMES MURRELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JAMES MURRELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN LAWRENCE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO (CHAIRMAN- FTPCG) | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO (CHAIRMAN- FTPCG) | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO (CHAIRMAN- FTPCG) | NA | Control |
| JOHNSON, GREG EUGENE | I | DIRECTOR, PRESIDENT AND CEO (CHAIRMAN- FTPCG) | NA | Control |
| LEWIS, KENNETH ALLAN | I | TREASURER | NA | |
| LEWIS, KENNETH ALLAN | I | TREASURER | NA | |
| LIM, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIM, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCVEY, EDWARD VINCENT | I | EXECUTIVE VICE PRESIDENT (PRESIDENT - TPCG DIV.) | NA | Control |
| MCVEY, EDWARD VINCENT | I | EXECUTIVE VICE PRESIDENT (PRESIDENT - TPCG DIV.) | NA | Control |
| MCVEY, EDWARD VINCENT | I | EXECUTIVE VICE PRESIDENT (PRESIDENT - TPCG DIV.) | NA | Control |
| MCVEY, EDWARD VINCENT | I | EXECUTIVE VICE PRESIDENT (PRESIDENT - TPCG DIV.) | NA | Control |
| MCVEY, EDWARD VINCENT | I | EXECUTIVE VICE PRESIDENT (PRESIDENT - TPCG DIV.) | NA | Control |
| MOTYL, GARY | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPA DIV. | NA | |
| MOTYL, GARY | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPA DIV. | NA | |
| MOTYL, GARY | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPA DIV. | NA | |
| MOTYL, GARY | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPA DIV. | NA | |
| MOTYL, GARY | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPCG DIV. | NA | |
| MOTYL, GARY | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPCG DIV. | NA | |
| MOTYL, GARY PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPCG DIV. | NA | |
| MOTYL, GARY PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPCG DIV. | NA | |
| MOTYL, GARY PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGEMENT SUPERVISOR - TPCG DIV. | NA | |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| MUMFORD, HARRY GRIFFIN JR | I | EXEC. VP/ PRES. (PRESIDENT BANK TRUST SALES DIV.) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| STRAZZA, KENT PRESTON | I | VICE PRESIDENT (PRESIDENT & CEO - FTPCG) | NA | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SHAREHOLDER 100% | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC | E | Control |
Registrations
Federal
IA
Apr 26, 2002 REGISTERED
Notice Filings (46)
AK AL AR CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NH NJ NM NV NY OH OK PA RI SC SD TN TX UT VA VT WA WI WV
Address
ONE FRANKLIN PARKWAYSAN MATEO, CA 94003-1906
USA
Phone: 650-312-6505