BABER INVESTMENT GROUP, INC.
Legal name: MAIER SIEBEL BABER
CRD #281046 SEC #801-106974 LARKSPUR, CA 415-591-9900
SEC Registered
Total AUM
--
Discretionary
--
Employees
8
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 18, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BABER, KENNETH, ALAN | I | PRESIDENT & CEO | E | Control |
| CLARK, STEWART, FELLER | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Nov 18, 2015 REGISTERED
Notice Filings (1)
CA
Address
80 EAST SIR FRANCIS DRAKE BLVD.SUITE 3F
LARKSPUR, CA 94939
United States
Phone: 415-591-9900