CARPENTER FUND MANAGEMENT COMPANY, LLC
CRD #281052 SEC #802-113543 IRVINE, CA 949-261-8888
State Registered Exempt Reporting Private Funds
Total AUM
$332.4M
Discretionary
$332.4M
Employees
9
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHRISTIANSSEN, CURT, ALAN | I | CFO OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | Control |
| CHRISTIANSSEN, CURT, ALAN | I | CFO OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | Control |
| GOULD, HOWARD, NELSON | I | EVP OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | |
| GOULD, HOWARD, NELSON | I | EVP OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | |
| HAMZEH, MARYAM, NMN | I | VP & SECRETARY OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | Control |
| HAMZEH, MARYAM, NMN | I | EVP, CHIEF RISK OFFICER & SECRETARY OF CARPENTER FUND MANAGER GP, LLC | NA | Control |
| HAMZEH, MARYAM, NMN | I | VP & SECRETARY OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | Control |
| HAMZEH, MARYAM, NMN | I | EVP, CHIEF RISK OFFICER & SECRETARY OF CARPENTER FUND MANAGER GP, LLC | NA | Control |
| HIDALGO, ARTHUR, ANTHONY | I | EVP OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | |
| HIDALGO, ARTHUR, ANTHONY | I | EVP OF CARPENTER FUND MANAGEMENT COMPANY, LLC | NA | |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER | E | Control |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER | E | Control |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER | E | Control |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER | E | Control |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER & CEO OF CARPENTER FUND MANAGEMENT COMPANY, LLC | D | Control |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER & CEO OF CARPENTER FUND MANAGEMENT COMPANY, LLC | D | Control |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER & CIO OF CARPENTER FUND MANAGEMENT COMPANY, LLC | C | Control |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER & CIO OF CARPENTER FUND MANAGEMENT COMPANY, LLC | C | Control |
| JONES, JAMES, BOLTON | I | MANAGING MEMBER & EVP OF CARPENTER FUND MANAGEMENT COMPANY, LLC | C | Control |
| JONES, JAMES, BOLTON | I | MANAGING MEMBER & EVP OF CARPENTER FUND MANAGEMENT COMPANY, LLC | C | Control |
| CARPENTER LIVING TRUST, MARCH 24, 2004 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| CARPENTER LIVING TRUST, MARCH 24, 2004 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER & CEO OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF CARPENTER LIVING TRUST, MARCH 24, 2004 | B | Control |
| CARPENTER, EDWARD, JOHN | I | MANAGING MEMBER & CEO OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF CARPENTER LIVING TRUST, MARCH 24, 2004 | B | Control |
| Carpenter, Janis, C. | I | TRUSTEE OF CARPENTER LIVING TRUST, MARCH 24, 2004 | B | |
| Carpenter, Janis, C. | I | TRUSTEE OF CARPENTER LIVING TRUST, MARCH 24, 2004 | B | |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER | B | |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER | B | |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER | B | |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER | B | |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER & CIO OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF FLEMMING-POWELL TRUST ESTABLISHED OCTOBER 15, 2013 | B | Control |
| FLEMMING, JOHN, DAVID | I | MANAGING MEMBER & CIO OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF FLEMMING-POWELL TRUST ESTABLISHED OCTOBER 15, 2013 | B | Control |
| FLEMMING-POWELL TRUST ESTABLISHED OCTOBER 15, 2013 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| FLEMMING-POWELL TRUST ESTABLISHED OCTOBER 15, 2013 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| GOULD FAMILY TRUST, OCTOBER 16, 2002 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| GOULD FAMILY TRUST, OCTOBER 16, 2002 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| GOULD, HOWARD, NELSON | I | MANAGING MEMBER OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF GOULD FAMILY TRUST, OCTOBER 16, 2002 | B | Control |
| GOULD, HOWARD, NELSON | I | MANAGING MEMBER OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF GOULD FAMILY TRUST, OCTOBER 16, 2002 | B | Control |
| Gould, Sheryl, L | I | TRUSTEE OF GOULD FAMILY TRUST, OCTOBER 16, 2002 | B | |
| Gould, Sheryl, L | I | TRUSTEE OF GOULD FAMILY TRUST, OCTOBER 16, 2002 | B | |
| HIDALGO, ARTHUR, ANTHONY | I | MANAGING MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | Control |
| HIDALGO, ARTHUR, ANTHONY | I | MANAGING MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | Control |
| JAMES & MERRINS JONES LIVING TRUST, MAY 19, 1999 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| JAMES & MERRINS JONES LIVING TRUST, MAY 19, 1999 | DE | MEMBER OF CARPENTER FUND MANAGER GP, LLC | B | |
| JONES, JAMES, BOLTON | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | |
| JONES, JAMES, BOLTON | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | |
| JONES, JAMES, BOLTON | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | |
| JONES, JAMES, BOLTON | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | |
| JONES, JAMES, BOLTON | I | MANAGING MEMBER & CCO OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF JAMES & MERRINS JONES LIVING TRUST, MAY 19, 1999 | B | Control |
| JONES, JAMES, BOLTON | I | MANAGING MEMBER & CCO OF CARPENTER FUND MANAGER GP, LLC; TRUSTEE OF JAMES & MERRINS JONES LIVING TRUST, MAY 19, 1999 | B | Control |
| Jones, Merrins, C. | I | TRUSTEE OF JAMES & MERRINS JONES LIVING TRUST, MAY 19, 1999 | B | |
| Jones, Merrins, C. | I | TRUSTEE OF JAMES & MERRINS JONES LIVING TRUST, MAY 19, 1999 | B | |
| POWELL, MARK, EDWARD | I | TRUSTEE OF FLEMMING-POWELL TRUST ESTABLISHED OCTOBER 15, 2013 | B | |
| POWELL, MARK, EDWARD | I | TRUSTEE OF FLEMMING-POWELL TRUST ESTABLISHED OCTOBER 15, 2013 | B | |
| CHRISTIANSSEN, CURT, ALAN | I | CFO OF CARPENTER FUND MANAGER GP, LLC | A | Control |
| CHRISTIANSSEN, CURT, ALAN | I | CFO OF CARPENTER FUND MANAGER GP, LLC | A | Control |
Registrations
Federal
ERA
Jun 4, 2018 REGISTERED
Address
2 PARK PLAZA, SUITE 550IRVINE, CA 92614
United States
Phone: 949-261-8888