CLEARVEST ADVISERS, LLC
CRD #281092 SEC #801-106663 NEW YORK, NY 6465583570
SEC Registered Private Funds
Total AUM
$35.9M
Discretionary
$35.9M
Employees
5
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HONG, MARK, N | I | MANAGING MEMBER | NA | Control |
| HONG, MARK, N | I | MANAGING MEMBER | NA | Control |
| MALAK, SARA, DAWN | I | CCO | NA | Control |
| MALAK, SARA, DAWN | I | CCO | NA | Control |
| MALAK, SARA, DAWN | I | CCO | NA | Control |
| ZAFFUTO, CHARLES, ANTHONY | I | MANAGING MEMBER | NA | Control |
| ZAFFUTO, CHARLES, ANTHONY | I | MANAGING MEMBER | NA | Control |
| ZAFFUTO, CHARLES, ANTHONY | I | MANAGING MEMBER | NA | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | OWNER | D | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | OWNER | D | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | OWNER | D | Control |
| THE ALPHA COOPERATIVE LLC | DE | OWNER | D | Control |
| THE ALPHA COOPERATIVE LLC | DE | OWNER | D | Control |
| THE ALPHA COOPERATIVE LLC | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS,LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS,LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS,LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, BRAILSFORD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, BRAILSFORD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| FERMI LLC | DE | THE ALPHA COOPERATIVE LLC | D | Control |
| FERMI LLC | DE | THE ALPHA COOPERATIVE LLC | D | Control |
| FERMI LLC | DE | THE ALPHA COOPERATIVE LLC | D | Control |
| FOUR FAMILIES FUNDING, LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING, LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING, LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| ZAFFUTO, CHARLES, ANTHONY | I | FERMI LLC | D | Control |
| ZAFFUTO, CHARLES, ANTHONY | I | FERMI LLC | D | Control |
| ZAFFUTO, CHARLES, ANTHONY | I | FERMI LLC | D | Control |
| FINTAC LLC | DE | THE ALPHA COOPERATIVE LLC | C | Control |
| FINTAC LLC | DE | THE ALPHA COOPERATIVE LLC | C | Control |
| FINTAC LLC | DE | THE ALPHA COOPERATIVE LLC | C | Control |
| MALAK, SARA, DAWN | I | FERMI LLC | C | Control |
| MALAK, SARA, DAWN | I | FERMI LLC | C | Control |
| MALAK, SARA, DAWN | I | FERMI LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2016 REGISTERED
Notice Filings (1)
NY
Address
825 3RD AVENUE31ST FLOOR
NEW YORK, NY 10022
United States
Phone: 6465583570