FSIC IV ADVISOR, LLC
CRD #281145 SEC #801-106612 PHILADELPHIA, PA 215-220-6651
SEC Registered
Total AUM
$376.3M
Discretionary
$376.3M
Employees
171
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADELMAN, DAVID, JASON | I | PRINCIPAL | NA | Control |
| ADELMAN, DAVID, JASON | I | PRINCIPAL | NA | Control |
| ADELMAN, DAVID, JASON | I | PRINCIPAL | NA | Control |
| BROWNE, PHILIP | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARCO CAPITAL, L.P. | DE | MEMBER, CLASS A | NA | Control |
| DARCO CAPITAL, L.P. | DE | MEMBER, CLASS A | NA | Control |
| DARCO CAPITAL, L.P. | DE | MEMBER, CLASS A | NA | Control |
| DETWILER, ELIZABETH, C | I | GENERAL COUNSEL, CCO | NA | |
| DETWILER, ELIZABETH, C | I | GENERAL COUNSEL, CCO | NA | |
| DETWILER, ELIZABETH, C | I | SVP, CCO | NA | |
| DETWILER, ELIZABETH, C | I | SVP, CCO | NA | |
| DETWILER, ELIZABETH, C | I | SVP, CCO | NA | |
| DETWILER, ELIZABETH, C | I | SVP, CCO | NA | |
| FORMAN, MICHAEL, CRAIG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORMAN, MICHAEL, CRAIG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORMAN, MICHAEL, CRAIG | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HELLER, MICHAEL, JAY | I | TRUSTEE - THE 2011 FORMAN INVESTMENT TRUST | NA | Control |
| HELLER, MICHAEL, JAY | I | TRUSTEE - THE 2011 FORMAN INVESTMENT TRUST | NA | |
| HELLER, MICHAEL, JAY | I | TRUSTEE - THE 2011 FORMAN INVESTMENT TRUST | NA | |
| SYPHERD, STEPHEN | I | CHIEF LEGAL OFFICER | NA | Control |
| FRANKLIN SQUARE HOLDINGS, L.P. | DE | MEMBER, CLASS C | E | Control |
| FRANKLIN SQUARE HOLDINGS, L.P. | DE | MEMBER, CLASS C | E | Control |
| FRANKLIN SQUARE HOLDINGS, L.P. | DE | MEMBER, CLASS C | E | Control |
| FRANKLIN SQUARE HOLDINGS, L.P. | DE | MEMBER, CLASS C | E | Control |
| FRANKLIN SQUARE HOLDINGS, L.P. | DE | MEMBER, CLASS C | E | Control |
| FRANKLIN SQUARE HOLDINGS, L.P. | DE | MEMBER, CLASS C | E | Control |
| FORMAN, MICHAEL, CRAIG | I | CHIEF EXECUTIVE OFFICER | B | Control |
| FORMAN, MICHAEL, CRAIG | I | CHIEF EXECUTIVE OFFICER | B | Control |
| FORMAN, MICHAEL, CRAIG | I | CHIEF EXECUTIVE OFFICER | B | Control |
| THE 2011 FORMAN INVESTMENT TRUST | DE | MEMBER, CLASS A | B | Control |
| THE 2011 FORMAN INVESTMENT TRUST | DE | MEMBER, CLASS A | B | Control |
| THE 2011 FORMAN INVESTMENT TRUST | DE | MEMBER, CLASS A | B | Control |
| THE 2011 FORMAN INVESTMENT TRUST | DE | MEMBER, CLASS A | B | Control |
| THE 2011 FORMAN INVESTMENT TRUST | DE | MEMBER, CLASS A | B | Control |
| THE 2011 FORMAN INVESTMENT TRUST | DE | MEMBER, CLASS A | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | DE | FRANKLIN SQUARE HOLDINGS, L.P. | F | Control |
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | DE | FRANKLIN SQUARE HOLDINGS, L.P. | F | Control |
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | DE | FRANKLIN SQUARE HOLDINGS, L.P. | F | Control |
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | DE | FRANKLIN SQUARE HOLDINGS, L.P. | F | Control |
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | DE | FRANKLIN SQUARE HOLDINGS, L.P. | F | Control |
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | DE | FRANKLIN SQUARE HOLDINGS, L.P. | F | Control |
| HELLER, MICHAEL, JAY | I | THE 2011 FORMAN INVESTMENT TRUST | F | |
| HELLER, MICHAEL, JAY | I | THE 2011 FORMAN INVESTMENT TRUST | F | |
| HELLER, MICHAEL, JAY | I | THE 2011 FORMAN INVESTMENT TRUST | F | |
| HELLER, MICHAEL, JAY | I | THE 2011 FORMAN INVESTMENT TRUST | F | |
| HELLER, MICHAEL, JAY | I | THE 2011 FORMAN INVESTMENT TRUST | F | |
| HELLER, MICHAEL, JAY | I | THE 2011 FORMAN INVESTMENT TRUST | F | |
| FORMAN, MICHAEL, CRAIG | I | FB CAPITAL PARTNERS, L.P. AND THE 2011 FORMAN INVESTMENT TRUST | E | Control |
| FORMAN, MICHAEL, CRAIG | I | FB CAPITAL PARTNERS, L.P. AND THE 2011 FORMAN INVESTMENT TRUST | E | Control |
| ADELMAN, DAVID, J | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| ADELMAN, DAVID, J | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| ADELMAN, DAVID, J | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| ADELMAN, DAVID, J | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| ADELMAN, DAVID, JASON | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| ADELMAN, DAVID, JASON | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| FORMAN, MICHAEL, CRAIG | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| FORMAN, MICHAEL, CRAIG | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| FORMAN, MICHAEL, CRAIG | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| FORMAN, MICHAEL, CRAIG | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| FORMAN, MICHAEL, CRAIG | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| FORMAN, MICHAEL, CRAIG | I | FRANKLIN SQUARE HOLDINGS G.P., LLC | D | Control |
| ADELMAN, DAVID, JASON | I | DARCO CAPITAL, L.P. | C | Control |
| ADELMAN, DAVID, JASON | I | DARCO CAPITAL, L.P. | C | Control |
Registrations
Federal
IA
Mar 22, 2018 REGISTERED
Notice Filings (1)
PA
Address
201 ROUSE BOULEVARDPHILADELPHIA, PA 19112
United States
Phone: 215-220-6651