CAVALIER INVESTMENTS, LLC
Legal name: ADAPTIVE INVESTMENTS
CRD #281201 SEC #801-106545 ALPHARETTA, GA 888.721.4588
SEC Registered
Total AUM
$361.6M
Discretionary
$360.5M
Employees
7
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 17, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAISSON, SCOTT, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| CHAISSON, SCOTT, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| DALKIN, JOCELYN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALKIN, JOCELYN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALKIN, JOCELYN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALKIN, JOCELYN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELGIUDICE, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| DELGIUDICE, RYAN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACKENZIE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| RUTHERFORD, GREGORY, ALLAN | I | PRESIDENT AND CEO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO, CCO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO, CCO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO, CCO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO, CCO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO | NA | Control |
| SHANAHAN, TIMOTHY, FRANCIS | I | TREASURER, CFO | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JEFFREY, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VILLEGAS, RAULIN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| WETHERINGTON, GARY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | E | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | E | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | E | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | E | Control |
| CAVALIER15 INC. | DE | OWNER | D | |
| CAVALIER15 INC. | DE | OWNER | D | |
| CAVALIER15 INC. | DE | OWNER | D | |
| CAVALIER15 INC. | DE | OWNER | D | |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CAVALIER16, INC. | DE | DIRECT OWNER | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | D | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | D | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | D | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | D | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | D | Control |
| COMPASS HOLDING GROUP INC. | DE | OWNER | D | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, OWNER, CEO | D | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR | D | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, OWNER | D | Control |
| RUTHERFORD, GREGORY, ALLAN | I | SECRETARY, DIRECTOR, OWNER | D | Control |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | B | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A | |
| Brookhouser, Maria, S | I | DIRECT OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER15 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER15 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER15 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16 INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER16, INC. | E | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| CHAISSON, SCOTT, STEPHEN | I | COMPASS HOLDING GROUP INC. | D | Control |
| RUTHERFORD, GREGORY, ALLAN | I | CAVALIER INVESTMENTS | D | Control |
Registrations
Federal
IA
Oct 17, 2025 REGISTERED
Notice Filings (3)
CA GA MA
Address
12600 DEERFIELD PARKWAYSUITE 100
ALPHARETTA, GA 30004
United States
Phone: 888.721.4588