HALSEY ASSOCIATES, INC.
Legal name: HALSEY ASSOCIATES
CRD #281212 SEC #801-106568 NEW HAVEN, CT 203-772-0740
SEC Registered
Total AUM
$945.7M
Discretionary
$939.9M
Employees
7
Clients
1
Accounts
700
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEIRNE, THOMAS | I | VICE PRESIDENT | NA | Control |
| BEIRNE, THOMAS | I | VICE PRESIDENT | NA | Control |
| DEVAULT, DAVID, VICTOR | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| DEVAULT, DAVID, VICTOR | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| DEVAULT, DAVID, VICTOR | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| DEVAULT, DAVID, VICTOR | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| DEVAULT, DAVID, VICTOR | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| ELLIS, THOMAS, NELSON | I | VICE PRESIDENT | NA | Control |
| ELLIS, THOMAS, NELSON | I | VICE PRESIDENT | NA | Control |
| GIM, MARK, KENYON WEVER | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GIM, MARK, KENYON WEVER | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GIM, MARK, KENYON WEVER | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GIM, MARK, KENYON WEVER | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GIM, MARK, KENYON WEVER | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GIM, MARK, KENYON WEVER | I | DIRECTOR | NA | Control |
| GIM, MARK, KENYON WEVER | I | DIRECTOR | NA | Control |
| HANDY, EDWARD, OTIS | I | DIRECTOR | NA | Control |
| HANDY, EDWARD, OTIS | I | DIRECTOR | NA | Control |
| JULIAN, KENNETH, JAMES | I | EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| JULIAN, KENNETH, JAMES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| JULIAN, KENNETH, JAMES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| JULIAN, KENNETH, JAMES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| JULIAN, KENNETH, JAMES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| JULIAN, KENNETH, JAMES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| OHSBERG, RONALD, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | Control |
| OHSBERG, RONALD, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | Control |
| Ryan, Kathleen, Anne | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| Ryan, Kathleen, Anne | I | EXECUTIVE MANAGING DIRECTOR, DIRECTOR | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | SECRETARY | NA | Control |
| TREMBLAY, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| ZOLDY, JAMES, STEPHEN | I | PRESIDENT, DIRECTOR | NA | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
| THE WASHINGTON TRUST COMPANY, OF WESTERLY | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
| WASHINGTON TRUST BANCORP, INC. | DE | THE WASHINGTON TRUST COMPANY, OF WESTERLY | E | Control |
Registrations
Federal
IA
Mar 22, 2019 REGISTERED
Notice Filings (12)
CA CT FL MA MD ME MT NH NM NY TX VA
Address
265 CHURCH STREET, 10TH FLOOR, SUITE 1006NEW HAVEN, CT 06510
United States
Phone: 203-772-0740