PEAK FINANCIAL MANAGEMENT, INC.
CRD #281223 SEC #801-134603 BROOMFIELD, CO (303) 255-2252
SEC Registered
Total AUM
$106M
Discretionary
$106M
Employees
4
Clients
101
Accounts
157
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 22, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Wolverton, Nicholas, James | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 22, 2025 REGISTERED
Notice Filings (3)
CA CO TX
Address
10901 W. 120TH AVENUESUITE 135
BROOMFIELD, CO 80021
United States
Phone: (303) 255-2252