CAPITALROCK FINANCIAL, LLC
Legal name: NAPLES WEALTH PLANNING
CRD #281234 SEC #801-116852 NAPLES, FL (239) 593-2100
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBENGA, LOUIS, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBENGA, LOUIS, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNEAU, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUNEAU, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUNEAU, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUNEAU, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRUNEAU, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| IRONS, JOANNA, M | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
| SIMPSON, KEVIN, GLENN | I | MEMBER | D | Control |
Registrations
Federal
IA
Mar 11, 2021 REGISTERED
Notice Filings (6)
CA FL KY MO NY OH
Address
9015 STRADA STELLL COURTSUITE 202
NAPLES, FL 34109
United States
Phone: (239) 593-2100