RIA Intelligence

TIER ASSET MANAGEMENT LLC

CRD #281253 SEC #801-106647 NEW YORK, NY 212-872-1316
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 21, 2015
Branch Offices
--
LEI
NONE

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUNN, BRETT, RADCLIFFEICHIEF FINANCIAL OFFICERNA Control
DUNN, BRETT, RADCLIFFEICHIEF FINANCIAL OFFICERNA Control
DUNN, BRETT, RADCLIFFEICHIEF FINANCIAL OFFICERNA Control
DUNN, KENNETH, BRADFORDICHIEF EXECUTIVE OFFICERNA Control
DUNN, KENNETH, BRADFORDICHIEF EXECUTIVE OFFICERNA Control
DUNN, KENNETH, BRADFORDICHIEF EXECUTIVE OFFICERNA Control
LICHTENBERG, DANIEL, SETHICHIEF INVESTMENT OFFICERNA Control
LICHTENBERG, DANIEL, SETHICHIEF INVESTMENT OFFICERNA Control
LICHTENBERG, DANIEL, SETHICHIEF INVESTMENT OFFICERNA Control
PETRIELLO, LOUIS, JICHIEF COMPLIANCE OFFICER& GENERAL COUNSELNA Control
PETRIELLO, LOUIS, JAMESICHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
PETRIELLO, LOUIS, JAMESICHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
TIER CAPITAL LLCDEOWNERE Control
TIER CAPITAL LLCDEOWNERE Control
TIER CAPITAL LLCDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DUNN, KENNETH, BRADFORDITIER CAPITAL LLCD Control
DUNN, KENNETH, BRADFORDITIER CAPITAL LLCD Control
DUNN, KENNETH, BRADFORDITIER CAPITAL LLCD Control
FONTANILLA, DAVID, AARONITIER CAPITAL LLCD Control
FONTANILLA, DAVID, AARONITIER CAPITAL LLCD Control
FONTANILLA, DAVID, AARONITIER CAPITAL LLCD Control

Registrations

Federal

IA
Dec 21, 2015 REGISTERED

Address

599 LEXINGTON AVENUE
47TH FLOOR
NEW YORK, NY 10022-7640
United States
Phone: 212-872-1316