CAERUS INVESTORS, LLC

CRD #281292 SEC #801-106581 NEW YORK, NY (212) 488-5510

SEC Registered Private Funds

Total AUM

$217.5M

Discretionary

$217.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 13, 2019
Branch Offices: 0
LEI: 2549000Z21XSDGYCJ311

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
SAYAGO, ANDREA, J.S.	I	CHIEF COMPLIANCE OFFICER	NA
WNUK, WADE, GREGORY	I	CHIEF COMPLIANCE OFFICER	NA	Control
WNUK, WADE, GREGORY	I	CHIEF COMPLIANCE OFFICER	NA	Control
WNUK, WADE, GREGORY	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOLFF, ALEX	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOLFF, ALEX	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOLFF, ALEX	I	CHIEF COMPLIANCE OFFICER	NA	Control
DAVIS, EDWARD, WILSON	I	FOUNDER, SOLE MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	E	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER	D	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	D	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER	D	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER	D	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER	D	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING MEMBER AND PORTFOLIO MANAGER	C	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	C	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING MEMBER AND PORTFOLIO MANAGER	C	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING MEMBER AND PORTFOLIO MANAGER	C	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING MEMBER AND PORTFOLIO MANAGER	C	Control
COWEN INVESTMENT MANAGEMENT LLC	DE	MEMBER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, EDWARD, WILSON	I	CHIEF INVESTMENT OFFICER	C	Control
RAMIUS LLC	DE	MEMBER	C	Control
RAMIUS LLC	DE	MEMBER	C	Control
RAMIUS LLC	DE	MEMBER	C	Control
RAMIUS LLC	DE	MEMBER	C	Control
RAMIUS LLC	DE	MEMBER	C	Control
RAMIUS LLC	DE	MEMBER	C	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control
AGNEW, BRIAN, MATTHEW	I	MANAGING PARTNER AND PORTFOLIO MANAGER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
COWEN GROUP, INC.	DE	RAMIUS LLC	E	Control
COWEN GROUP, INC.	DE	RAMIUS LLC	E	Control
COWEN GROUP, INC.	DE	RAMIUS LLC	E	Control
COWEN GROUP, INC.	DE	RAMIUS LLC	E	Control
COWEN GROUP, INC.	DE	RAMIUS LLC	E	Control
COWEN GROUP, INC.	DE	RAMIUS LLC	E	Control
COWEN INC.	DE	COWEN INVESTMENT MANAGEMENT LLC	E	Control

Registrations

Federal

May 13, 2019 REGISTERED

Address

460 PARK AVENUE
18TH FLOOR
NEW YORK, NY 10022-1808
United States

Phone: (212) 488-5510