RIA Intelligence

FUNDAMENTAL MANAGERS LLC

CRD #281368 SEC #801-106839 SCARSDALE, NY 914-607-6926
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 19, 2015
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CUNNINGHAM, THOMAS, AQUINASICCO/CFO/TREASURER/SECRETARY/ EXECUTIVE VPNA Control
HADELER, MARTHA, N/AIDIRECTOR, CIO & EXECUTIVE VPNA Control
MEENAN, KEVIN, PATRICKIDIRECTOR, CEO & PRESIDENTNA Control
PORTELA, JAMES, GERARDICOO & EXECUTIVE VPNA Control
VILLANI, EDMOND, DENNISINON-EXECUTIVE DIRECTORNA Control
FUNDAMENTAL INTERCO LIMITEDFEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CAPITA FIDUCIARY GROUPFECAPITA TRUSTEES LIMITEDE Control
CAPITA PLCFECAPITA FIDUCIARY GROUPE Control
CAPITA TRUSTEES LIMITEDFECAPITA NOMINEES LIMITEDE Control
CAPITA TRUSTEES LIMITEDFECAPITA SECRETARIES LIMITEDE Control
FUNDAMENTAL GLOBAL CORPORATE SECURED LOAN FUND LIMITEDFEFUNDAMENTAL INTERCO LIMITEDE Control
CAPITA NOMINEES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)FEFUNDAMENTAL GLOBAL CORPORATE SECURED LOAN FUND LIMITEDD
CAPITA SECRETARIES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)FEFUNDAMENTAL GLOBAL CORPORATE SECURED LOAN FUND LIMITEDD

Registrations

Federal

IA
Oct 19, 2015 REGISTERED

Notice Filings (1)

NY

Address

2 OVERHILL ROAD
SUITE 400
SCARSDALE, NY 10583
United States
Phone: 914-607-6926