FIRST ASCENT ASSET MANAGEMENT, LLC
CRD #281470 SEC #801-113358 DENVER, CO 720-465-7888
SEC Registered
Total AUM
$1.4B
Discretionary
$1.1B
Employees
12
Clients
--
Accounts
4,897
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | NA | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER CLASS B | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GEOWEALTH LLC | DE | OWNER | E | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| MACKILLOP, SCOTT, ANDREW | I | CHIEF EXECUTIVE OFFICER/MEMBER CLASS A/B | C | Control |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | C | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | LLC MEMBER | B | |
| WAGENER, CRAIG, K | I | LLC MEMBER | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | LLC MEMBER | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| WAGENER, CRAIG, K | I | MEMBER CLASS B | B | |
| DALY, EMMETT, JOSEPH | I | LLC MEMBER | A | |
| DALY, EMMETT, JOSEPH | I | LLC MEMBER | A | |
| DALY, EMMETT, JOSEPH | I | LLC MEMBER | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| FITZGERALD, WILLIAM, RICHARD | I | MEMBER CLASS B | A | |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | A | Control |
| GARCIA, KAREN, LOUISE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/MEMBER CLASS B | A | Control |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A | |
| PATTERSON, RICHARD, HAROLD | I | MEMBER CLASS B | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GEOWEALTH ENTERPRISES, LLC | DE | GEOWEALTH LLC | E | Control |
| GEOWEALTH HOLDINGS, LLC | DE | GEOWEALTH LLC | E | Control |
| MONTREAUX, INC | DE | GEOWEALTH LLC | E | Control |
| PHOENIX CAPITAL GROUP, INC. | DE | GEOWEALTH LLC | E | Control |
| THE GLOBE RESOURCES GROUP INC. | DE | GEOWEALTH LLC | E | Control |
| I.A. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSY | DE | GEOWEALTH LLC | C | Control |
| L.G. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSY | DE | GEOWEALTH LLC | C | Control |
Registrations
Federal
IA
Apr 24, 2023 REGISTERED
Notice Filings (33)
AL AZ CA CO CT DE FL GA IL IN KY MA MD MI MN MO MT NC NJ NY OH OK OR PA RI SC TN TX UT VA WA WI WV
Address
1401 LAWRENCE ST.#1600
DENVER, CO 80202
United States
Phone: 720-465-7888