GALAXY INVESTMENT MANAGEMENT, LLC
CRD #281589 SEC #801-114875 UNIONDALE, NY 646-723-4751
SEC Registered Private Funds
Total AUM
$307.2M
Discretionary
$307.2M
Employees
7
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER OF GALAXY INVESTMENT MANAGEMENT LLC | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | MANAGING MEMBER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| LIPSAY, SETH, BARRON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Partlow, Kenneth | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Partlow, Kenneth | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Partlow, Kenneth | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Partlow, Kenneth | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Partlow, Kenneth | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Partlow, Kenneth | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLICHT, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER OF GALAXY INVESTMENT MANAGEMENT LLC | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY IM HOLDINGS, LLC | DE | OWNER | E | Control |
| GALAXY REALTY CAPITAL HOLDINGS, LLC | DE | OWNER OF GALAXY REALTY CAPITAL, LLC (RELYING ADVISER) | E | Control |
| GALAXY REALTY CAPITAL HOLDINGS, LLC | DE | OWNER OF GALAXY REALTY CAPITAL, LLC (RELYING ADVISER) | E | Control |
| GALAXY REALTY CAPITAL HOLDINGS, LLC | DE | OWNER OF GALAXY REALTY CAPITAL, LLC | E | Control |
| SSR INVESTOR, LLC | DE | OWNER OF STERLING SPONSOR RFI, LLC (RELYING ADVISER) | E | Control |
| SSR INVESTOR, LLC | DE | OWNER OF STERLING SPONSOR RFI, LLC (RELYING ADVISER) | E | Control |
| SSR INVESTOR, LLC | DE | OWNER OF STERLING SPONSOR RFI, LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| GNREP II CORP. | DE | GNREP II, LP | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Lipsay, Deanne, Ruth | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| Perry, Denise | I | LIPSAY FAMILY TRUST NO. 1 | F | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| GNREP II, LP | DE | GALAXY IM HOLDINGS, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY, SETH, BARRON | I | GALAXY FUND MANAGEMENT, LLC | E | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY FAMILY TRUST NO. 1 | DE | GNREP II, LP | D | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | D | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | D | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | D | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | D | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | D | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | D | Control |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | D | Control |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | D | Control |
| Lipsay, Deanne, Ruth | I | GNREP II, LP | D | Control |
| STERLING GP SRF I LLC | DE | SSR INVESTOR, LLC | D | Control |
| STERLING GP SRF I LLC | DE | SSR INVESTOR, LLC | D | Control |
| STERLING GP SRF I LLC | DE | SSR INVESTOR, LLC | D | Control |
| STERLING SRF I LLC | DE | GALAXY REALTY CAPITAL HOLDINGS, LLC | D | Control |
| STERLING SRF I LLC | DE | GALAXY REALTY CAPITAL HOLDINGS, LLC | D | Control |
| STERLING SRF I LLC | DE | GALAXY REALTY CAPITAL HOLDINGS, LLC | D | Control |
| GALAXY FUND MANAGEMENT, LLC | DE | GALAXY IM HOLDINGS, LLC | C | |
| GALAXY INVESTMENT MANAGEMENT, LLC | DE | GALAXY REALTY CAPITAL HOLDINGS, LLC | C | Control |
| GALAXY INVESTMENT MANAGEMENT, LLC | DE | SSR INVESTOR, LLC | C | Control |
| GALAXY INVESTMENT MANAGEMENT, LLC | DE | GALAXY REALTY CAPITAL HOLDINGS, LLC | C | Control |
| GALAXY INVESTMENT MANAGEMENT, LLC | DE | SSR INVESTOR, LLC | C | Control |
| GALAXY INVESTMENT MANAGEMENT, LLC | DE | GALAXY REALTY CAPITAL HOLDINGS, LLC | C | Control |
| GALAXY INVESTMENT MANAGEMENT, LLC | DE | SSR INVESTOR, LLC | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II CORP. | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| LIPSAY, SETH, BARRON | I | GNREP II, LP | C | Control |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C | |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C | |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C | |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C | |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C | |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C | |
| Lipsay, Deanne, Ruth | I | GNREP II CORP. | C |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Address
511 RXR PLAZAUNIONDALE, NY 11556
United States
Phone: 646-723-4751