WORTH FINANCIAL MANAGEMENT LLC
Legal name: WORTHFM
CRD #281672 SEC #801-106999 CHESTNUT HILL (PHILADELPHIA), PA (844) 967-8436
SEC Registered
Total AUM
$2.7M
Discretionary
$2.7M
Employees
6
Clients
0
Accounts
1,827
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| BASILE, BRIDGOT, SHARON | I | DIRECTOR OF FINANCIAL PLANNING & INVESTMENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, J | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, J | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, J | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, J | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, J | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBOL, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | GENERAL MANAGER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | CHIEF PRODUCT OFFICER | NA | Control |
| Jipson, Emily, Wynn | I | GENERAL MANAGER | NA | Control |
| Jipson, Emily, Wynn | I | GENERAL MANAGER | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| SMITH, MICHELLE, MARIE | I | CHAIRWOMAN | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| Steinberg, Amanda, Malia | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WORTH FINANCIAL HOLDINGS INC. | DE | HOLDING COMPANY / PARENT | E | Control |
| WORTH FINANCIAL HOLDINGS INC. | DE | HOLDING COMPANY / PARENT | E | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| DAILYWORTH.COM, INC. | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| SOURCE FINANCIAL ADVISORS, LLC | DE | INVESTOR | C | Control |
| COMMITTED CAPITAL LLC | DE | INVESTOR | A | |
| COMMITTED CAPITAL LLC | DE | INVESTOR | A | |
| COMMITTED CAPITAL LLC | DE | INVESTOR | A | |
| Jacobs, Deni, Dveris | I | INVESTOR | A | |
| Jacobs, Deni, Dveris | I | INVESTOR | A | |
| Jacobs, Deni, Dveris | I | INVESTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | F | Control |
| Steinberg, Amanda, Malia | I | WORTH FINANCIAL HOLDINGS INC. | F | Control |
| Steinberg, Amanda, Malia | I | WORTH FINANCIAL HOLDINGS INC. | F | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| SMITH, MICHELLE, MARIE | I | SOURCE FINANCIAL ADVISORS, LLC | E | Control |
| MOSER, SIGWARD, MARKUS | I | COMMITTED CAPITAL LLC | D | |
| MOSER, SIGWARD, MARKUS | I | COMMITTED CAPITAL LLC | D | |
| MOSER, SIGWARD, MARKUS | I | COMMITTED CAPITAL LLC | D | |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| Steinberg, Amanda, Malia | I | DAILYWORTH.COM, INC. | D | Control |
| WIEDER, DAVID, PAUL | I | COMMITTED CAPITAL LLC | D | |
| WIEDER, DAVID, PAUL | I | COMMITTED CAPITAL LLC | D | |
| WIEDER, DAVID, PAUL | I | COMMITTED CAPITAL LLC | D | |
| DAILYWORTH.COM, INC. | DE | WORTH FINANCIAL HOLDINGS INC. | C | Control |
| DAILYWORTH.COM, INC. | DE | WORTH FINANCIAL HOLDINGS INC. | C | Control |
| WFM INVESTORS LLC | DE | WORTH FINANCIAL HOLDINGS INC. | C | |
| WFM INVESTORS LLC | DE | WORTH FINANCIAL HOLDINGS INC. | C |
Registrations
Federal
IA
Sep 8, 2017 REGISTERED
Notice Filings (24)
AZ CA CO DC FL GA IL LA MA MD MO NC NE NH NJ NY OH OR PA TN TX UT VA WA
Address
8331 GERMANTOWN AVENUE2ND FLOOR
CHESTNUT HILL (PHILADELPHIA), PA 19118
United States
Phone: (844) 967-8436