LANTERN ASSET MANAGEMENT, L.P.

CRD #281723 SEC #801-107630 DALLAS, TX 469-554-7900

SEC Registered Exempt Reporting Private Funds

Total AUM

$68M

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Partnership
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HALPIN, CHRISTOPHER, JAMES	I	CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER, LANTERN ASSET MANAGEMENT, LP & LANTERN CAPITAL PARTNERS, LP	NA	Control
HALPIN, CHRISTOPHER, JAMES	I	CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER, LANTERN ASSET MANAGEMENT, LP & LANTERN CAPITAL PARTNERS, LP	NA	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN ASSET MANAGEMENT, L.P.	NA	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN ASSET MANAGEMENT, L.P.	NA	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN ASSET MANAGEMENT, L.P.	NA	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN ASSET MANAGEMENT, L.P.	NA	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN ASSET MANAGEMENT, L.P.	NA	Control
MITCHELL, LEONARD, ANDY	I	PRESIDENT & PARTNER, LANTERN ASSET MANAGEMENT, LP	NA	Control
MITCHELL, LEONARD, ANDY	I	PRESIDENT & PARTNER, LANTERN ASSET MANAGEMENT, LP	NA	Control
SCHMIDT, THOMAS, ALAN	I	MANAGING DIRECTOR, LANTERN ASSET MANAGEMENT, LP	NA	Control
SCHMIDT, THOMAS, ALAN	I	MANAGING DIRECTOR, LANTERN ASSET MANAGEMENT, LP	NA	Control
SRINIVASAN, WILLIAM, S	I	MANAGING DIRECTOR, LANTERN ASSET MANAGEMENT, LP	NA	Control
SRINIVASAN, WILLIAM, S	I	MANAGING DIRECTOR, LANTERN ASSET MANAGEMENT, LP	NA	Control
Suttle, William, Husten	I	CHIEF COMPLIANCE OFFICER	NA	Control
Suttle, William, Husten	I	CHIEF COMPLIANCE OFFICER	NA	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN CAPITAL PARTNERS, L.P.	E	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN CAPITAL PARTNERS, L.P.	E	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	GENERAL PARTNER, LANTERN CAPITAL PARTNERS, L.P.	E	Control
LANTERN GP, LLC	DE	GENERAL PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	E	Control
LANTERN GP, LLC	DE	GENERAL PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	E	Control
LANTERN MANAGEMENT HOLDINGS, LLC	DE	PARTNER, LANTERN ASSET MANAGEMENT, L.P.	E	Control
LANTERN MANAGEMENT HOLDINGS, LLC	DE	PARTNER, LANTERN ASSET MANAGEMENT, L.P.	E	Control
LANTERN MANAGEMENT HOLDINGS, LLC	DE	PARTNER, LANTERN ASSET MANAGEMENT, L.P.	E	Control
LANTERN MANAGEMENT HOLDINGS, LP	DE	LIMITED PARTNER, LANTERN ASSET MANAGEMENT, L.P.	E	Control
LANTERN MANAGEMENT HOLDINGS, LP	DE	LIMITED PARTNER, LANTERN ASSET MANAGEMENT, L.P.	E	Control
LCPC, LLC	DE	MANAGING MEMBER, LCP I GP, LLC ("RELYING ADVISER")	E	Control
LCPC, LLC	DE	MANAGING MEMBER, LCP I GP, LLC ("RELYING ADVISER")	E	Control
Mitchell, Leonard, Andy	I	PRESIDENT	E	Control
Mitchell, Leonard, Andy	I	PRESIDENT	E	Control
Mitchell, Leonard, Andy	I	PRESIDENT	E	Control
MITCHELL, LEONARD, ANDY	I	PRESIDENT & PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	D	Control
MITCHELL, LEONARD, ANDY	I	PRESIDENT & PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	D	Control
BRAJOVIC, MILOS, V	I	PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	B	Control
BRAJOVIC, MILOS, V	I	PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	B	Control
SCHMIDT, THOMAS, ALAN	I	PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	B	Control
SCHMIDT, THOMAS, ALAN	I	PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	B	Control
SRINIVASAN, WILLIAM, S	I	PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	B	Control
SRINIVASAN, WILLIAM, S	I	PARTNER, LANTERN CAPITAL PARTNERS, LP ("RELYING ADVISER")	B	Control
Halpin, Christopher, James	I	CHIEF FINANCIAL OFFICER	A	Control
Halpin, Christopher, James	I	CHIEF FINANCIAL OFFICER	A	Control
Halpin, Christopher, James	I	CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	LANTERN MANAGEMENT HOLDINGS, LP	F	Control
LANTERN ASSET MANAGEMENT GP, LLC	DE	LANTERN MANAGEMENT HOLDINGS, LP	F	Control
LAM INVESTMENT CO., LLC	DE	LANTERN MANAGEMENT HOLDINGS, LP	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN ASSET MANAGEMENT GP, LLC	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN MANAGEMENT HOLDINGS, LLC	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN ASSET MANAGEMENT GP, LLC	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN MANAGEMENT HOLDINGS, LLC	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN ASSET MANAGEMENT GP, LLC	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN MANAGEMENT HOLDINGS, LLC	E	Control
LAM INVESTMENT CO., LLC	DE	LANTERN MANAGEMENT HOLDINGS, LP	E	Control
MITCHELL, LEONARD, ANDY	I	LANTERN ASSET MANGEMENT GP, LLC	E	Control
MITCHELL, LEONARD, ANDY	I	LANTERN GP, LLC	E	Control
MITCHELL, LEONARD, ANDY	I	LAM INVESTMENT CO., LLC	E	Control
MITCHELL, LEONARD, ANDY	I	LANTERN ASSET MANGEMENT GP, LLC	E	Control
MITCHELL, LEONARD, ANDY	I	LANTERN GP, LLC	E	Control
MITCHELL, LEONARD, ANDY	I	LAM INVESTMENT CO., LLC	E	Control
Mitchell, Leonard, Andy	I	LANTERN INVESTMENT COMPANY, LLC	E	Control
Mitchell, Leonard, Andy	I	LANTERN INVESTMENT COMPANY, LLC	E	Control
Mitchell, Leonard, Andy	I	LANTERN INVESTMENT COMPANY, LLC	E	Control
MITCHELL, LEONARD, ANDY	I	LCPC, LLC	D	Control
MITCHELL, LEONARD, ANDY	I	LCPC, LLC	D	Control

Registrations

Federal

Mar 30, 2016 REGISTERED

ERA

Mar 30, 2016 REGISTERED

Notice Filings (2)

MN TX

Address

300 CRESCENT COURT
SUITE 1100
DALLAS, TX 75201
United States

Phone: 469-554-7900