RIA Intelligence

KIMBERLITE ASSET MANAGEMENT LLC

CRD #281757 SEC #801-106830 NEW YORK, NY (212) 389-9414
SEC Registered
Total AUM
$400K
Discretionary
$400K
Employees
7
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 9, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MARANGELLI, VITO, ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MARANGELLI, VITO, ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MARANGELLI, VITO, ANTHONYICHIEF COMPLIANCE OFFICERNA Control
NEILINGER, NEAL, ERICIPRESIDENTC Control
NEILINGER, NEAL, ERICIPRESIDENTC Control
NEILINGER, NEAL, ERICIPRESIDENTC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CONNELLY, DAVID, SMITHIKIMBERLITE GROUP, LLCC Control
CONNELLY, DAVID, SMITHIKIMBERLITE GROUP, LLCC Control
CONNELLY, DAVID, SMITHIKIMBERLITE GROUP, LLCC Control
COSTER, MICHAEL, DAVIDIKIMBERLITE GROUP, LLCC Control
COSTER, MICHAEL, DAVIDIKIMBERLITE GROUP, LLCC Control
COSTER, MICHAEL, DAVIDIKIMBERLITE GROUP, LLCC Control
O'NEILL, THOMAS, FRANCISIKIMBERLITE GROUP, LLCC Control
O'NEILL, THOMAS, FRANCISIKIMBERLITE GROUP, LLCC Control
O'NEILL, THOMAS, FRANCISIKIMBERLITE GROUP, LLCC Control
POMERANTZ, ALAN, JOELIKIMBERLITE GROUP, LLCC Control
POMERANTZ, ALAN, JOELIKIMBERLITE GROUP, LLCC Control
POMERANTZ, ALAN, JOELIKIMBERLITE GROUP, LLCC Control

Registrations

Federal

IA
Mar 9, 2016 REGISTERED

Notice Filings (1)

NY

Address

230 PARK AVENUE
28TH FLOOR
NEW YORK, NY 10169
United States
Phone: (212) 389-9414