PROWELL FINANCIAL MANAGEMENT, LLC
CRD #281762 SEC #801-108292 EXTON, PA 484-359-4057
SEC Registered
Total AUM
$8.1B
Discretionary
$1.3B
Employees
4
Clients
26
Accounts
367
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 4, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| PROWELL, MARK, EDWARD | I | MANAGING MEMBER/CCO | E | Control |
| Kauffman, Courtney, Lynn | I | MANAGING DIRECTOR | B | |
| Kauffman, Courtney, Lynn | I | MANAGING DIRECTOR | B | |
| Kauffman, Courtney, Lynn | I | MANAGING DIRECTOR | B | |
| Kauffman, Courtney, Lynn | I | MANAGING DIRECTOR | B | |
| Kauffman, Courtney, Lynn | I | MANAGING DIRECTOR | B | |
| LYNCH, SARAH, COOK | I | VP OF OPERATIONS | A | |
| LYNCH, SARAH, COOK | I | VP OF OPERATIONS | A | |
| LYNCH, SARAH, COOK | I | VP OF OPERATIONS | A | |
| LYNCH, SARAH, COOK | I | VP OF OPERATIONS | A | |
| Lynch, Sarah | I | VP OF OPERATIONS | A |
Registrations
Federal
IA
Aug 4, 2025 REGISTERED
Notice Filings (6)
DE FL LA NJ PA TX
Address
717 CONSTITUTION DRIVESUITE 102
EXTON, PA 19341
United States
Phone: 484-359-4057