CHRONICLE ADVISORS LLC
CRD #281806 SEC #801-106860 SANTA BARBARA, CA 805-899-1230
SEC Registered
Total AUM
$121.1M
Discretionary
$121.1M
Employees
2
Clients
1
Accounts
68
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOGG, RICHARD, EDWARD | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGG, RICHARD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | PRESIDENT & ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | PRESIDENT & ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | PRESIDENT & ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| NICHOLS, DEBRA, LEA | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| CHRONICLE FAMILY OFFICES LLC | DE | MANAGING MEMBER | E | Control |
| LINEAGE FAMILY OFFICE, LLC | DE | MANAGING MEMBER | E | Control |
| LINEAGE FAMILY OFFICE, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LINEAGE HOLDING COMPANY LLC | DE | CHRONICLE FAMILY OFFICES LLC | E | Control |
| LINEAGE HOLDING COMPANY LLC | DE | CHRONICLE FAMILY OFFICES LLC | E | Control |
| LINEAGE HOLDING COMPANY LLC | DE | LINEAGE FAMILY OFFICE, LLC | E | Control |
| LINEAGE HOLDING COMPANY LLC | DE | LINEAGE FAMILY OFFICE, LLC | E | Control |
| FOGG, RICHARD, EDWARD | I | CHRONICLE FAMILY OFFICES LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | CHRONICLE FAMILY OFFICES LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | CHRONICLE FAMILY OFFICES LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | CHRONICLE FAMILY OFFICES LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | LINEAGE HOLDING COMPANY LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | CHRONICLE FAMILY OFFICES LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | LINEAGE HOLDING COMPANY LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | LINEAGE HOLDING COMPANY LLC | D | Control |
| FOGG, RICHARD, EDWARD | I | LINEAGE HOLDING COMPANY LLC | D | Control |
| NICHOLS, DEBRA, LEA | I | CHRONICLE FAMILY OFFICES LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | CHRONICLE FAMILY OFFICES LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | CHRONICLE FAMILY OFFICES LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | CHRONICLE FAMILY OFFICES LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | LINEAGE HOLDING COMPANY LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | CHRONICLE FAMILY OFFICES LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | LINEAGE HOLDING COMPANY LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | LINEAGE HOLDING COMPANY LLC | C | Control |
| NICHOLS, DEBRA, LEA | I | LINEAGE HOLDING COMPANY LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (1)
CA
Address
800 MIRAMONTE DRIVESUITE 300
SANTA BARBARA, CA 93109
United States
Phone: 805-899-1230