BLUE ROCK ADVISORS, LLC
CRD #281831 SEC #801-106890 EXCELSIOR, MN (952) 229-8700
SEC Registered Private Funds
Total AUM
$1.2B
Discretionary
$1.2B
Employees
6
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2024
- Branch Offices
- 0
- LEI
- 549300PF8K5VCZ1YM070
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ERICKSON, SVIATLANA, V | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ERICKSON, SVIATLANA, V | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ERICKSON, SVIATLANA, V | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ERICKSON, SVIATLANA, V | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUTZEN, ANGELA, MERKEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JAE POONG, TY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| SWAIM, GREGORY, WILLIAM | I | MANAGING DIRECTOR - RESEARCH | NA | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BLUE ROCK ADVISORS INC | DE | MEMBER | E | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| BURKHART, ROBBIE, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
| STEEN, MARK, FREDERICK | I | PRINCIPAL | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| FULLERTON, ROBERT, WAGNER | I | BLUE ROCK ADVISORS, INC. | D | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
| STEEN, MARK, FREDERICK | I | BLUE ROCK ADVISORS, INC. | C | Control |
Registrations
Federal
IA
Jan 31, 2024 REGISTERED
Notice Filings (1)
MN
Address
26370 ARBOR CREEK LANEEXCELSIOR, MN 55331
United States
Phone: (952) 229-8700